MS
Michael D. Sinnott
TRUIST ADVISORY SERVICES
GREENSBORO, NC 27410
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CRD#: 4179810
MS
Professional summary
Michael David Sinnott is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Greensboro, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in Greensboro, North Carolina.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Michael has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I*106247
FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION
NAME OF OUTSIDE BUSINESS ORGANIZATION: BEACHWALK VILLAS CONDO
INVESTMENT RELATED: N
ADDRESS OF BUSINESS:
N. MYRTLE BEACH, NORTH CAROLINA 29582
NATURE OF BUSINESS: OTHER,PRIVATELY OWNED
POSITION, TITLE, ASSOCIATION: OWNER,
START DATE OF RELATIONSHIP: 5/20/2017
NUMBER OF HOURS DEVOTED: 12 HOUR(S) ANNUALLY
NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0
DUTIES: WE OWN A BEACH CONDO THAT WE PLAN TO RENT PRIMARILY DURING THE SUMMER MONTHS. WE OWN THE CONDO 50/50 WITH A COUPLE THAT ARE CLIENTS
CRS (Client Relationship Summary) - RIA
Click below to view Michael David Sinnott's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 5, 2018 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 3318 W Friendly Ave Fl 1, Greensboro, NC 27410RIA
CRD#: 283390
GREENSBORO, NC
Current
October 5, 2018 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 3318 W Friendly Ave Fl 3, Greensboro, NC 27410BD
CRD#: 17499
Greensboro, NC
Past
October 23, 2009 - October 9, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
GREENSBORO, NC
Past
October 23, 2009 - October 9, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
GREENSBORO, NC
Past
April 13, 2007 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
GREENSBORO, NC
Past
April 13, 2007 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
GREENSBORO, NC
Past
July 14, 2004 - April 16, 2007
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
GREENSBORO, NC
Past
July 14, 2004 - April 16, 2007
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
GREENSBORO, NC
Past
April 15, 2002 - July 23, 2004
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
GREENSBORO, NC
Past
July 9, 2001 - July 23, 2004
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
September 19, 2000 - May 17, 2001
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
September 19, 2000 - May 17, 2001
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/5/2018)
RR
Arizona(10/5/2018)
RR
Arkansas(10/5/2018)
RR
California(10/5/2018)
RR
Colorado(10/5/2018)
RR
Connecticut(10/5/2018)
RR
District of Columbia(10/5/2018)
RR
Florida(10/5/2018)
RR
Georgia(10/5/2018)
RR
Illinois(10/5/2018)
RR
Indiana(10/8/2025)
RR
Iowa(3/27/2025)
RR
Kentucky(5/23/2024)
RR
Maine(2/1/2022)
RR
Maryland(10/5/2018)
RR
Massachusetts(10/5/2018)
RR
Michigan(3/11/2020)
RR
Mississippi(2/5/2025)
RR
Missouri(10/5/2018)
RR
Montana(10/5/2018)
RR
New Jersey(10/5/2018)
RR
New York(10/5/2018)
IAR
North Carolina(10/5/2018)
RR
North Carolina(10/11/2018)
RR
Ohio(10/9/2018)
RR
Oregon(10/5/2018)
RR
Pennsylvania(10/5/2018)
RR
South Carolina(10/5/2018)
RR
Tennessee(10/5/2018)
RR
Texas(10/5/2018)
IAR
Texas(10/17/2019)
RR
Virginia(10/5/2018)
RR
Washington(4/19/2024)
RR
West Virginia(8/12/2024)
RR
Wisconsin(10/5/2018)
RR
Wyoming(10/5/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Greensboro, NC 27410TRUST BUT VERIFY
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