Martin B. Friederichs
Professional summary
Martin B Friederichs, who also goes by Martin Bernd Friederichs, Martin B Friederichs, is a registered financial advisor currently at PEAPOD LANE CAPITAL LLC located in Bedford Hills, New York.
Martin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Martin has worked at 6 firms and has passed the Series 65, Series 63, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Martin B Friederichs's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 12, 2018 - Present
PEAPOD LANE CAPITAL LLC
Office #1: 2 Depot Plz, Bedford Hills, NY 10507January 2, 2009 - June 16, 2010
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
September 10, 2008 - January 2, 2009
RIVERSOURCE DISTRIBUTORS, INC.
October 11, 2005 - August 3, 2007
RBC CAPITAL MARKETS CORPORATION
January 7, 2003 - September 21, 2005
G.RESEARCH, LLC
April 25, 2000 - January 7, 2003
COWEN AND COMPANY
Primary Firm SEC Registration
PEAPOD LANE CAPITAL LLC
CRD#: 159963 / SEC#: 801-129836
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/25/2021)
(6/24/2024)
Exams
Series 55
Date: 8/20/2001
Limited Representative-Equity Trader ExamCurrent Firm
PEAPOD LANE CAPITAL LLC
CRD#: 159963 / SEC#: 801-129836
Contact information
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 34 |
| AUM (Assets Under Management) | $ 108,188,034 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
