Christopher D. Martin
CENTAURUS FINANCIAL
Apple Valley, CA 92307
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CRD#: 4179127
Professional summary
Christopher Delbert Martin was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Christopher Delbert Martin, CFP®, who also goes by Chris Martin, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Apple Valley, California.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Christopher has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris Martin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. GLORIETTA MANAGEMENT GROUP INC., NON-INVESTMENT RELATED, 16191 KAMANA ROAD, SUITE #200, APPLE VALLEY, CA 92307, OFFER BUSINESS AND PERSONNEL MANAGEMENT SOLUTIONS TO NICHE BUSINESSES WHICH ALLOW OPERATORS TO FOCUS ON THEIR CORE COMPETENCIES, PRESIDENT/CFO, SINCE 3/1/2017, DEVOTED TIME IS 20 HOURS A MONTH, MANAGE THE CORPORATE ACCOUNTS AND CASH FLOW AND MAKE DAY TO DAY DECISIONS ON THE DIRECTION OF THE COMPANY. 2. ARCHANGEL FINANCIAL & INSURANCE SOLUTIONS, INVESTMENT REALTED, 16191 KAMANA ROAD, SUITE #202, APPLE VALLEY, CA 92307, DBA FOR ARCHANGEL INVESTMENT AND ADVISORY SERVICE INC., ADVISOR, SINCE 10/1/2014. ARCHANGEL FINANCIAL SERVICES, NON-INVESTMENT RELATED, 16209 KAMANA RD., #110, APPLE VALLEY, CA 92307, FIXED INSURANCE SALES, AND FINANCIAL PLANNING, SINCE 8/1/2003, DEVOTED TIME IS 5 HRS A MONTH. 3. ARCHANGEL ESTATE PLANNING POSITION: Estate Planning Assistant NATURE: Estate Planning document preparation by licensed attorney. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2023 ADDRESS: 16191 Kamana Rd., Suite #202, Apple Valley CA 92307, United States DESCRIPTION: Assist attorney in gathering estate planning applications and reviewing for completeness. Assist notary in delivery of completed estate planning documents. 4. BAY VIEW FARMS INC. POSITION: None held NATURE: State licensed cannabis cultivator. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2017 ADDRESS: 9219 Industrial Way, Adelanto CA 92301, United States DESCRIPTION: Business is currently not active and is for sale. Prior duties were an administrative capacity, cash-flow management and compliance.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Delbert Martin's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Christopher Delbert Martin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
September 14, 2009 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 16191 Kamana Road Suite #202, Apple Valley, CA 92307RIA
BD
CRD#: 30833
Apple Valley, CA
Current
April 10, 2006 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 16191 Kamana Road Suite #202, Apple Valley, CA 92307RIA
BD
CRD#: 30833
Apple Valley, CA
Past
September 30, 2003 - March 24, 2006
LIBERTY GROUP, LLC
BD
CRD#: 106036
APPLE VALLEY, CA
Past
November 14, 2000 - September 19, 2003
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Past
June 26, 2000 - November 13, 2000
TRANSAMERICA FINANCIAL ADVISORS, INC.
BD
CRD#: 3600
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/8/2012)
IAR
Arizona(4/28/2021)
RR
Arkansas(2/21/2018)
IAR
Arkansas(2/22/2018)
RR
Idaho(9/14/2011)
IAR
Idaho(9/14/2011)
RR
Illinois(5/4/2020)
RR
Montana(9/20/2022)
IAR
Montana(9/20/2022)
RR
Nevada(10/25/2016)
IAR
Nevada(10/25/2016)
RR
New Mexico(8/17/2016)
IAR
New Mexico(8/18/2016)
IAR
Texas(1/4/2011)
RR
Texas(9/14/2011)
RR
Utah(8/25/2016)
IAR
Washington(2/11/2015)
RR
Washington(2/17/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CENTAURUS FINANCIAL, INC.
CRD#: 30833Apple Valley, CA 92307TRUST BUT VERIFY
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