DC
Dee A. Clark
STATE FARM INVESTMENT MANAGEMENT
Canton, IL 61520-1054
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CRD#: 4178786
DC
Professional summary
Dee Ann Clark, ChFC®, CLU®, who also goes by Dee Ann Davis, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Canton, Illinois and STATE FARM VP MANAGEMENT CORP. located in Canton, Illinois.
Dee is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Dee has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dee Ann Davis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CLARK FARM; INVESTMENT-RELATED; 36227 CR1600N SAN JOSE, IL 62682; 03/2001, LANDOWNER WITH SPOUSE; 0 HRS./MTH. DURING TRADING HOURS; 1 HR/MTH TOTAL; BOOKKEEPING 2)TIM CLARK CONCRETE CONSTRUCTION, INC., NON-INVESTMENT-RELATED, 36227 CR 1600N SAN JOSE ILLINOIS 62682, Service industry; officer; 3/1/2021; 10; 2; RESPONSIBLE FOR RUNNING THE BUSINESS IN PRESIDENT'S ABSENCE. ADMINISTRATIVE WORK - INCLUDING PAYROLL, EXPENSE MGMT, TAX FILINGS, ETC., LENDING/BORROWING ACTIVITIES, IN YOUR ROLE, DISCUSS OR ADVISE ON BENEFIT PLANS FOR THE ORGANIZATION, CONTROL OF THE CHECKBOOK, REVIEW BANK STATEMENTS, MAKE DEPOSITS IN THE CHECKING ACCOUNT, PAY BILLS/CO-SIGNOR ON CHECKING ACCOUNT, ASSIST W/ TRAINING OF SECRETARY, CUSTODIAL WORK. 3) Goal Getters Study Group; non-investment related; 2010 N Main Street, Canton, IL 61520; Women's Study Group -State Farm Agents only. We meet @ various locations throughout the state; treasurer; 4/1/16; Members pay annual dues which goes 100% towards the cost of the meetings, meals, speakers, rooms, etc. I would handle the expenses and make payments & reimbursement thru the checking account; 1 hr for both. 4) Dee Clark's Insurance Agency; Insurance Agency; Investment-related; 2010 N Main St Canton, IL 61520-1054; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 02/01/2007; 80; 80; Service customers and supervise employees
CRS (Client Relationship Summary) - RIA
Click below to view Dee Ann Clark's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 15, 2018 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 2010 N Main St, Canton, IL 61520-1054RIA
CRD#: 3487
Canton, IL
Current
May 31, 2000 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 2010 N Main St, Canton, IL 61520-1054BD
CRD#: 43036
Canton, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(3/6/2001)
IAR
Illinois(8/15/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
