Daniel Giegerich
Professional summary
Daniel Giegerich, who also goes by Daniel P Giegerich, Daniel Paul Giegerich, is a registered financial professional currently at ALT FUND DISTRIBUTORS LLC located in New York, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2003. Daniel has worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Giegerich's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 17, 2023 - Present
ALT FUND DISTRIBUTORS LLC
Office #1: 140 East 45th Street Suite 15 B, New York, NY 10017March 10, 2022 - September 20, 2022
AMERICAN CENTURY INVESTMENT SERVICES INC.
March 17, 2020 - February 24, 2022
ASCENSUS BROKER DEALER SERVICES, LLC
October 19, 2018 - July 29, 2019
ASCENSUS BROKER DEALER SERVICES, LLC
October 8, 2018 - October 19, 2018
ASCENSUS FINANCIAL SERVICES, LLC.
May 5, 2010 - June 25, 2018
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
September 5, 2008 - April 30, 2010
VOYA FINANCIAL PARTNERS, LLC
December 12, 2007 - September 3, 2008
VOYA RETIREMENT ADVISORS, LLC
March 14, 2003 - July 19, 2007
ADP BROKER-DEALER, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/17/2023)
(4/17/2023)
Exams
FINRA
Current Firm
ALT FUND DISTRIBUTORS LLC
CRD#: 146547 / SEC#: , 8-67829
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
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