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Michael Henry Blank

CRD# 4177986·Registered 2000 - 2012
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Henry Blank was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 2000 - 2012. Michael had worked at 7 firms and has passed the Series 65, Series 63, Series 3, Series 55, Series 7, Series 27, Series 53, Series 24, Series 30 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

HUNTER WISE SECURITIES, LLC·CRD# 104193
BD
Irvine, CA
July 12, 2011 - October 3, 2012
HUNTER WISE SECURITIES, LLC·CRD# 104193
BD
Irvine, CA
September 20, 2007 - July 13, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
St. Peters, MO
January 4, 2006 - April 6, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
St. Peters, MO
January 3, 2006 - April 6, 2006
BROOKSTREET SECURITIES CORPORATION·CRD# 14667
BD
St. Charles, MO
September 29, 2004 - December 31, 2005
CARDINAL CAPITAL MANAGEMENT, INC.·CRD# 24605
RIA
Miami, FL
April 23, 2003 - June 23, 2004
CARDINAL CAPITAL MANAGEMENT, INC.·CRD# 24605
BD
Miami, FL
May 3, 2002 - June 23, 2004
CYBERTRADER, INC.·CRD# 44523
BD
Austin, TX
November 14, 2000 - April 10, 2002
NORTH AMERICAN INSTITUTIONAL BROKERS·CRD# 20574
BD
Ft. Lauderdale, FL
June 6, 2000 - October 23, 2000
EQUITY STATION, INC.·CRD# 103620
BD
Boca Raton, FL
June 6, 2000 - October 23, 2000

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Current Firm

HW
HUNTER WISE SECURITIES, LLC

HUNTER WISE SECURITIES, LLC

CRD#: 104193 / SEC#: 8-52660
BD
Terminated by SEC on 05/15/2015

Contact Information

Established

California since 04/21/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
HUNTER WISE FINANCIAL GROUP, LLCSHAREHOLDER—
BROWN, MICHAEL OWENFINOP1658070
OWEN, WILLIAM ARTHURPRESIDENT & INTERIM CCO2224625

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2002About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2000About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Jun 2001About the Series 3 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jul 2000

Series 7 — General Securities Representative Examination

Passed Jun 2000About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Apr 2003About the Series 27 exam

Series 53 — Municipal Securities Principal Examination

Passed Sep 2002About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed May 2002About the Series 24 exam

Series 30 — NFA Branch Manager Examination

Passed Mar 2002About the Series 30 exam

Series 4 — Registered Options Principal Examination

Passed Aug 2000About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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