Emily C. Millsap

AVANTAX PLANNING PARTNERS

Evansville, IN

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CRD#: 4177803

Professional summary

Emily Christin Millsap, CFP®, who also goes by Emily Christin Carter, is a registered financial advisor currently at AVANTAX PLANNING PARTNERS, INC. located in Evansville, Indiana and CETERA INVESTMENT ADVISERS LLC located in Schaumburg, Illinois.

Emily is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Emily has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Emily Christin Carter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) OPERATION HOMEFRONT AND/OR HOMES FOR OUR TROOPS, NON INVEST-RELATED, 6 MAIN ST., TAUNTON, MA 02780, FPA PRO BONO-FREE NO STRINGS FINANCIAL PLANNING INFORMATION AND EDUCATION TO VETERANS, VOLUNTEER, 9/2013, 10 HRS/MONTH AND 0 HRS/MONTH DURING TRADING HRS, DUTIES INCLUDE WORKING WITH VETERANS ON BASIC BUDGET TECHNIQUES AND FINANCIAL LITERACY SKILLS (ESPECIALLY RELATED TO HELPING VETERANS OBTAIN A HOME ONCE STATESIDE). 2) ARK CRISIS CHILDREN'S CENTER POSITION: Advisor to the board NATURE: Coaching and mentoring new board members in fund raising and public speaking INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2023 ADDRESS: 415 Lincoln Ave, Evansville IN 47714, United States DESCRIPTION: This is an as needed advisor role as new emerging leaders are added to the board. My role is to share my success in public speaking and past success with fund raising 3) CFP BOARD POSITION: Mentor NATURE: Mentor for individuals preparing for the CFP exam INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2023 ADDRESS: 1425 K Street NW., #800, Washington DC 20005, United States DESCRIPTION: Mentor 4) UNIVERSITY OF EVANSVILLE POSITION: DEIB Board Member NATURE: I will be joining the DEIB board at University of Evansville aimed at attracting more female students into Finance and Accounting. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2024 ADDRESS: 1800 Lincoln Ave, Evansville IN 47722, United States DESCRIPTION: Activities will include attending board meetings, speaking with current and prospective students about careers in our industry, and promoting financial literacy among the student population.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emily Christin Millsap's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

May 6, 2025 - Present

AVANTAX PLANNING PARTNERS, INC.

RIA

CRD#: 106237

Evansville, IN

Current

September 5, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

RIA

CRD#: 105644

SCHAUMBURG, IL

Current

September 5, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245

CRD#: 13572

El Segundo, CA

Past

April 13, 2023 - September 5, 2025

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

Evansville, IN

Past

March 21, 2023 - September 5, 2025

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Past

February 10, 2020 - July 29, 2022

FACET

RIA

CRD#: 285961

Evansville, IN

Past

October 18, 2019 - February 28, 2020

ROBERT W. BAIRD & CO. INCORPORATED

RIA

CRD#: 8158

EVANSVILLE, IN

Past

October 18, 2019 - February 28, 2020

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

EVANSVILLE, IN

Past

May 31, 2011 - October 18, 2019

J.J.B. HILLIARD, W.L. LYONS, LLC

RIA

CRD#: 453

EVANSVILLE, IN

Past

May 31, 2011 - October 18, 2019

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

EVANSVILLE, IN

Past

December 4, 2009 - August 3, 2010

LPL FINANCIAL LLC

RIA

CRD#: 6413

EVANSVILLE, IN

Past

December 1, 2009 - August 3, 2010

LPL FINANCIAL LLC

CRD#: 6413

EVANSVILLE, IN

Past

December 2, 2005 - December 2, 2009

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

EVANSVILLE, IN

Past

November 30, 2005 - December 1, 2005

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

EVANSVILLE, IN

Past

November 30, 2005 - December 2, 2009

INVEST FINANCIAL CORPORATION

CRD#: 12984

EVANSVILLE, IN

Past

July 14, 2005 - December 1, 2005

ONB INVESTMENT SERVICES, INC.

RIA

CRD#: 31583

EVANSVILLE, IN

Past

April 4, 2005 - December 1, 2005

ONB INVESTMENT SERVICES, INC.

CRD#: 31583

EVANSVILLE, IN

Past

February 8, 2002 - April 7, 2005

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

June 20, 2000 - January 30, 2002

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Indiana
(5/6/2025)

Indiana
(9/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/13/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/21/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/19/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 9/6/2005

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/13/2005

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Emily C. Millsap

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emily Christin Millsap's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT ADVISERS LLC

CETERA WEALTH SERVICES, LLC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

FACET

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

J.J.B. HILLIARD, W.L. LYONS, LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

ONB INVESTMENT SERVICES, INC.

ONB INVESTMENT SERVICES, INC.

A. G. EDWARDS & SONS, INC.

EDWARD JONES

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/13/2005

Series 63

Date: 6/21/2000

SIE

Date: 10/1/2018

Series 7

Date: 6/19/2000

Series 53

Date: 9/6/2005

Series 24

Date: 5/13/2005

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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