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Emily Christin Millsap

Emily Christin Millsap

CFP®
CETERA INVESTMENT ADVISERS
SCHAUMBURG, IL
·CRD# 4177803·26 years experience

Professional Summary

Emily Christin Millsap, CFP®, who also goes by Emily Christin Carter, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Schaumburg, Illinois and CETERA PLANNING PARTNERS located in Evansville, Indiana. Emily is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Emily has worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 53 and...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Emily Christin Carter

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2012

Years of Experience

26 years in the financial services industry

Current & Past Employments

CETERA INVESTMENT ADVISERS LLC·CRD# 105644
RIA
1450 American Lane 6th Floor, Suite #650, Schaumburg, IL 60173
September 5, 2025 - Present
CETERA PLANNING PARTNERS·CRD# 129625
RIA
21 Se Third St Suite 500, Evansville, IN 47708
September 29, 2026 - Present
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
2301 Rosecrans Ave #5100, El Segundo, CA 90245
September 5, 2025 - Present
AVANTAX PLANNING PARTNERS, INC.·CRD# 106237
RIA
Evansville, IN
May 6, 2025 - September 29, 2026
AVANTAX ADVISORY SERVICES·CRD# 104556
RIA
Evansville, IN
April 13, 2023 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Dallas, TX
March 21, 2023 - September 5, 2025
FACET·CRD# 285961
RIA
Evansville, IN
February 10, 2020 - July 29, 2022
ROBERT W. BAIRD & CO. INCORPORATED·CRD# 8158
RIA
Evansville, IN
October 18, 2019 - February 28, 2020
ROBERT W. BAIRD & CO. INCORPORATED·CRD# 8158
BD
Evansville, IN
October 18, 2019 - February 28, 2020
J.J.B. HILLIARD, W.L. LYONS, LLC·CRD# 453
RIA
Evansville, IN
May 31, 2011 - October 18, 2019
J.J.B. HILLIARD, W.L. LYONS, LLC·CRD# 453
BD
Evansville, IN
May 31, 2011 - October 18, 2019
LPL FINANCIAL LLC·CRD# 6413
RIA
Evansville, IN
December 4, 2009 - August 3, 2010
LPL FINANCIAL LLC·CRD# 6413
BD
Evansville, IN
December 1, 2009 - August 3, 2010
INVEST FINANCIAL CORPORATION·CRD# 12984
RIA
Evansville, IN
December 2, 2005 - December 2, 2009
INVEST FINANCIAL CORPORATION·CRD# 12984
RIA
Evansville, IN
November 30, 2005 - December 1, 2005
INVEST FINANCIAL CORPORATION·CRD# 12984
BD
Evansville, IN
November 30, 2005 - December 2, 2009
ONB INVESTMENT SERVICES, INC.·CRD# 31583
RIA
Evansville, IN
July 14, 2005 - December 1, 2005
ONB INVESTMENT SERVICES, INC.·CRD# 31583
BD
Evansville, IN
April 4, 2005 - December 1, 2005
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
St. Louis, MO
February 8, 2002 - April 7, 2005
EDWARD JONES·CRD# 250
BD
St. Louis, MO
June 20, 2000 - January 30, 2002

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Current Firm

CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

Contact Information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Phone Number

(310) 257-7880

# of Employees

10,251

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

813,961

AUM (Assets Under Management)

$256,813,748,739

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
09/25/2026Cover PageReport
10/27/2025Cover PageReport
12/13/2024Cover PageReport
09/26/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) OPERATION HOMEFRONT AND/OR HOMES FOR OUR TROOPS, NON INVEST-RELATED, 6 MAIN ST., TAUNTON, MA 02780, FPA PRO BONO-FREE NO STRINGS FINANCIAL PLANNING INFORMATION AND EDUCATION TO VETERANS, VOLUNTEER, 9/2013, 10 HRS/MONTH AND 0 HRS/MONTH DURING TRADING HRS, DUTIES INCLUDE WORKING WITH VETERANS ON BASIC BUDGET TECHNIQUES AND FINANCIAL LITERACY SKILLS (ESPECIALLY RELATED TO HELPING VETERANS OBTAIN A HOME ONCE STATESIDE). 2) ARK CRISIS CHILDREN'S CENTER POSITION: Advisor to the board NATURE: Coaching and mentoring new board members in fund raising and public speaking INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2023 ADDRESS: 415 Lincoln Ave, Evansville IN 47714, United States DESCRIPTION: This is an as needed advisor role as new emerging leaders are added to the board. My role is to share my success in public speaking and past success with fund raising 3) CFP BOARD POSITION: Mentor NATURE: Mentor for individuals preparing for the CFP exam INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2023 ADDRESS: 1425 K Street NW., #800, Washington DC 20005, United States DESCRIPTION: Mentor 4) UNIVERSITY OF EVANSVILLE POSITION: DEIB Board Member NATURE: I will be joining the DEIB board at University of Evansville aimed at attracting more female students into Finance and Accounting. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2024 ADDRESS: 1800 Lincoln Ave, Evansville IN 47722, United States DESCRIPTION: Activities will include attending board meetings, speaking with current and prospective students about careers in our industry, and promoting financial literacy among the student population.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Indiana
(9/5/2025)
IAR
Indiana
(9/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2005About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2000About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2000About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Sep 2005About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed May 2005About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Emily Christin Millsap's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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Emily Christin Millsap
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