Vinisha Minocha
Professional summary
Vinisha Minocha, who also goes by VInisha Bhatia, is a registered financial professional currently at LIQUIDNET, INC. located in New York, New York.
Vinisha is registered as a RR (Registered Representative) and started their career in finance in 2003. Vinisha has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Vinisha Minocha's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 14, 2018 - Present
LIQUIDNET, INC.
Office #1: 200 Vesey Street 5th Floor, New York, NY 10281Office #2: 200 Vesey Street 5th Floor, New York, NY 10281June 20, 2013 - April 25, 2018
RBC CAPITAL MARKETS, LLC
June 11, 2003 - April 30, 2013
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/8/2004
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
LIQUIDNET, INC.
CRD#: 103987 / SEC#: , 8-52461
Contact information
FINRA licenses (16 States and Territories)
Documents
Disclosures
| Regulatory Event | 10 |
Red Flags
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