Michael F. Gibbons
Professional summary
Michael Francis Gibbons, who also goes by Michael Gibbons, is a registered financial professional currently at STATE STREET GLOBAL MARKETS, LLC located in Boston, Massachusetts.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2000. Michael has worked at 6 firms and has passed the Series 57TO, SIE, Series 55 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Francis Gibbons's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 22, 2024 - Present
STATE STREET GLOBAL MARKETS, LLC
Office #1: One Congress Street, Suite 1, Boston, MA 02114-2016February 25, 2016 - April 2, 2024
FIDELITY BROKERAGE SERVICES LLC
July 16, 2010 - April 2, 2024
NATIONAL FINANCIAL SERVICES LLC
July 30, 2007 - June 28, 2010
FIDELITY BROKERAGE SERVICES LLC
August 26, 2005 - July 13, 2007
NATIONAL FINANCIAL SERVICES LLC
July 14, 2004 - July 28, 2005
PULSE TRADING, INC.
March 11, 2002 - July 1, 2004
LEERINK PARTNERS LLC
July 24, 2000 - March 12, 2002
H.C.WAINWRIGHT & CO., LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 7/11/2001
Limited Representative-Equity Trader ExamFINRA
NYSE American LLC
Nasdaq BX, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
STATE STREET GLOBAL MARKETS, LLC
CRD#: 285852 / SEC#: , 8-69862
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE STREET CORPORATION | PARENT COMPANY | |
| BAMBINO, JOHN JOSEPH | CHIEF FINANCIAL OFFICER, FINOP, PRINCIPAL FINANCIAL OFFICER | 4237874 |
| CHARLAND, JOSEPH LEONARD | DIRECTOR | 5183891 |
| FISCHER, MARTIN ROBERT | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1692872 |
| FORTUNA, GREGORY PAUL | DIRECTOR | 3168105 |
| MAXHAM, DAVID GOULD | DIRECTOR | 6372664 |
| MCKEON, ROBERT A | DIRECTOR | 7638847 |
| MORGAN, DANIEL ROBERT | CHIEF EXECUTIVE OFFICER | 2743457 |
| SIGLAIN, TARYN ANN | DIRECTOR | 5163466 |
| SOR, LY | DIRECTOR | 7996223 |
| TRABUCCO, MARK RUSSELL | CHIEF COMPLIANCE OFFICER | 4856280 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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Company Information
STATE STREET GLOBAL MARKETS, LLC
CRD#: 285852Boston, MA 02114-2016TRUST BUT VERIFY
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