Martin T. Weis
Professional summary
Martin Thomas Weis is a registered financial professional currently at LASALLE ST SECURITIES, L.L.C. located in Decorah, Iowa.
Martin is registered as a RR (Registered Representative) and started their career in finance in 2000. Martin has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Martin Thomas Weis's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 14, 2015 - Present
LASALLE ST SECURITIES, L.L.C.
Office #1: 403 West Water St, Decorah, IA 52101April 26, 2000 - May 14, 2015
HEARTLAND INVESTMENT ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/14/2015)
(1/7/2022)
(5/14/2015)
(3/14/2016)
(5/14/2015)
(5/14/2015)
(1/7/2022)
(1/7/2022)
(5/14/2015)
(1/18/2024)
(9/29/2021)
(5/28/2015)
(7/3/2019)
(4/27/2017)
(2/27/2019)
(9/22/2021)
(7/2/2015)
(5/14/2015)
(1/12/2017)
Exams
FINRA
Current Firm
LASALLE ST SECURITIES, L.L.C.
CRD#: 7191 / SEC#: , 8-18860
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 15 |
| Arbitration | 4 |
| Bond | 1 |
Red Flags
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