JH
Judd A. Hatch
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Tulsa, OK 74133
Some features on this profile are disabled
CRD#: 4177074
JH
Professional summary
Judd Allen Hatch is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Tulsa, Oklahoma and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Tulsa, Oklahoma.
Judd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Judd has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. JUDD A. HATCH 7666 E 61ST STREET SUITE 350 TULSA, OK 74133. BEGAN 09/14/2007 AS INDEPENDENT INSURANCE AGENT THAT SELLS AND SERVICES LIFE, ACCIDENT, LTC, FIXED ANNUITY AND GROUP NON MEDICAL INSURANCE BENEFITS. INVESTMENT RELATED. DEVOTES 10 HRS/MNTH. 10 HRS DURING TRADING. 2. CITY OF BROKEN ARROW, OKLAHOMA, 220 S FIRST STREET, BROKEN ARROWN, OK, BOARD MEMBER OF A PUBLIC ENTITY, BOARD OF ADJUSTMENT, 10/12/20, NIR, 1/MO- 0/TRADING 3. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 4. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 08/15/2011 5. NORTHSTAR WEALTH MANAGEMENT LLC, 6660 S SHERIDAN RD, SUITE 205, TULSA OK 74133, 01/2024, OWNER, USING A TRADE NAME/DBA, INV REL, 10 HR/MO - 5 HR/MO TRADING. 6. JUDD A. HATCH, 6660 S Sheridan Rd, Suite 205, Tulsa OK 74133, United States, 09/2007, Agent, Insurance/Benefits/Human Resources, NIR, HR/MO: 10, HR/MO TRADING: 10
CRS (Client Relationship Summary) - RIA
Click below to view Judd Allen Hatch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 15, 2011 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 6660 S Sheridan Rd Suite 260, Tulsa, OK 74133RIA
CRD#: 134139
Tulsa, OK
Current
August 15, 2011 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 6660 S Sheridan Rd Ste 205, Tulsa, OK 74133BD
CRD#: 39543
Tulsa, OK
Past
January 23, 2009 - August 15, 2011
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
LAVISTA, NE
Past
January 23, 2009 - August 15, 2011
SECURITIES AMERICA, INC.
BD
CRD#: 10205
TULSA, OK
Past
January 16, 2008 - January 23, 2009
BRECEK & YOUNG ADVISORS, INC.
RIA
CRD#: 40395
TULSA, OK
Past
September 14, 2007 - January 23, 2009
BRECEK & YOUNG ADVISORS, INC.
BD
CRD#: 40395
TULSA, OK
Past
January 23, 2007 - September 18, 2007
EDWARD JONES
RIA
CRD#: 250
TULSA, OK
Past
June 20, 2000 - September 18, 2007
EDWARD JONES
BD
CRD#: 250
TULSA, OK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/23/2018)
RR
Arizona(1/2/2024)
RR
Arkansas(1/2/2024)
RR
California(1/2/2024)
RR
Colorado(2/12/2018)
RR
Delaware(1/2/2024)
RR
Florida(1/2/2024)
RR
Georgia(1/2/2024)
RR
Idaho(1/2/2024)
RR
Illinois(1/2/2024)
RR
Indiana(1/2/2024)
RR
Iowa(1/2/2024)
RR
Kansas(2/12/2018)
RR
Kentucky(1/2/2024)
RR
Michigan(1/2/2024)
RR
Missouri(1/2/2024)
RR
Montana(2/6/2024)
RR
Nebraska(8/15/2011)
RR
Nevada(8/27/2025)
RR
New Hampshire(1/2/2024)
RR
New Jersey(1/2/2024)
RR
New Mexico(1/2/2024)
RR
New York(8/25/2023)
RR
North Carolina(1/2/2024)
RR
Ohio(1/2/2024)
RR
Oklahoma(8/15/2011)
IAR
Oklahoma(8/15/2011)
RR
Oregon(1/2/2024)
RR
Pennsylvania(10/3/2017)
RR
Tennessee(9/25/2024)
RR
Texas(8/15/2011)
IAR
Texas(1/3/2017)
RR
Utah(1/2/2024)
RR
Virginia(1/2/2024)
RR
Washington(1/2/2024)
RR
Wisconsin(1/2/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Tulsa, OK 74133TRUST BUT VERIFY
Monitor Judd Hatch
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
