Craig A. Netzley

SMITH COMPANY FINANCIAL ADVISORS / FUSION FUNDS

CHINO HILLS, CA

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CRD#: 4176926

Professional summary

Craig A Netzley is a registered financial advisor currently at SMITH COMPANY FINANCIAL ADVISORS / FUSION FUNDS located in Chino Hills, California.

Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Craig has worked at 2 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig A Netzley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 24, 2003 - Present

SMITH COMPANY FINANCIAL ADVISORS / FUSION FUNDS

RIA

CRD#: 125488

CHINO HILLS, CA

Past

June 15, 2000 - February 5, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/24/2003)

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Exams

State Security Law Exam

IAR

Series 66

Date: 7/12/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 7/21/2000

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/14/2000

General Securities Representative Examination

Current Firm

SMITH COMPANY FINANCIAL ADVISORS / FUSION FUNDS

CRD#: 125488 / SEC#:

California

Registered Investment Advisory firm - (6/24/2003 Approved)

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Contact information

Main Address

412 N Main Street, Suite 100, Buffalo, WY 82834

Mailing Address

Phone number

(949) 415-5305

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Craig A. Netzley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig A Netzley's CRS (Customer Relationship Summary).

Certified licenses

Experience

SMITH COMPANY FINANCIAL ADVISORS / FUSION FUNDS

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/12/2000

Series 31

Date: 7/21/2000

Series 7

Date: 6/14/2000

Current Firm

SMITH COMPANY FINANCIAL ADVISORS / FUSION FUNDS

Contact information

Documents

Red Flags

Company Information

SMITH COMPANY FINANCIAL ADVISORS / FUSION FUNDS

TRUST BUT VERIFY

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