Anthony J. Fareri
Professional summary
Anthony Joseph Fareri was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Anthony is a previously registered financial professional and started their career in finance in 2000. Prior to being barred, Anthony had worked at 4 firms, which includes AMERIFINANCIAL, RAYMOND JAMES FINANCIAL SERVICES INC., WELLS FARGO ADVISORS FINANCIAL NETWORK LLC, EDWARD JONES.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2004 - January 5, 2007
AMERIFINANCIAL
December 18, 2001 - June 14, 2004
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 7, 2001 - December 18, 2001
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
June 21, 2000 - September 10, 2001
EDWARD JONES
State Registrations and Notice Filings
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Exams
Current Firm
AMERIFINANCIAL
CRD#: 130623 / SEC#: , 8-66366
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Civil Event | 1 |
| Arbitration | 2 |
Red Flags
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