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Anthony Joseph Fareri

CRD# 4176775·Registered 2000 - 2007
Barred: Anthony Joseph Fareri was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Anthony Joseph Fareri was a registered financial advisor. Anthony was a previously registered financial professional and started their career in finance 2000 - 2007. Anthony had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

AMERIFINANCIAL·CRD# 130623
BD
Boca Raton, FL
June 10, 2004 - January 5, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
St. Petersburg, FL
December 18, 2001 - June 14, 2004
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
BD
St. Louis, MO
September 7, 2001 - December 18, 2001
EDWARD JONES·CRD# 250
BD
St. Louis, MO
June 21, 2000 - September 10, 2001

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Current Firm

AM
AMERIFINANCIAL

AMERIFINANCIAL | FARERI FINANCIAL SERVICES, INC.

CRD#: 130623 / SEC#: 8-66366
BD
Terminated by SEC on 05/01/2007

Contact Information

Established

Florida since 12/16/2003

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
FARERI, ANTHONY JOSEPHPRESIDENT/CCO/TREASURER/SEC./DIR.4176775
SAMETINI, CANDACEFINOP/2ND PRINCIPAL3116458

Disclosures

Regulatory Event

6

Civil Event

1

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2000About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 2000About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2002About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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