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HB

Hamish M. Bunn

ATTIS SECURITIES
Denver, CO 80206
Some features on this profile are disabled
CRD#: 4176459
HB

Professional summary


Hamish Macgregor Bunn is a registered financial professional currently at ATTIS SECURITIES located in Denver, Colorado.

Hamish is registered as a RR (Registered Representative) and started their career in finance in 2002. Hamish has worked at 3 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Hamish Macgregor Bunn's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 27, 2025 - Present

ATTIS SECURITIES

Office #1: 260 N Josephine Street Suite 300, Denver, CO 80206Office #2: 260 N Josephine Street, Suite 300, Denver, CO 80206
BD
CRD#: 330249
Denver, CO
Past

April 30, 2024 - January 16, 2025

JAVELIN PRIVATE CAPITAL GROUP LLC

BD
CRD#: 310169
ST. LOUIS, MO
Past

January 9, 2003 - October 6, 2023

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
New York, NY
Past

August 30, 2002 - September 5, 2002

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(1/31/2025)
RR
New York
(2/4/2025)
RR
Texas
(3/7/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 3/24/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/27/2025
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/27/2025
Compliance Officer Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


AS
ATTIS SECURITIES
ATTIS SECURITIES | ATTIS SECURITIES LLC

CRD#: 330249 / SEC#: , 8-71235

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
260 N Josephine Street, Suite 300, Denver, CO 80206
Mailing Address
260 N Josephine Street, Suite 300, Denver, CO 80206
Phone number
(303) 879-6222
Established
Delaware since 11/28/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
ATTIS SECURITIES HOLDINGS, LPMEMBER
AKA, KOSSIWA JUSTINEGENERAL SECURITIES PRINCIPAL5461943
BUNN, HAMISH MACGREGORCEO, CCO4176459
MARRONE, MICHAEL THOMASFINOP/PFO/POO4859949

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ATTIS SECURITIES

CRD#: 330249Denver, CO 80206

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