Brian S. Comiskey
Professional summary
Brian S Comiskey, who also goes by Brian S. Comiskey, Brian Scot Comiskey, Brian Comiskey, is a registered financial professional currently at ADP BROKER-DEALER, INC. located in Florham Park, New Jersey.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2001. Brian has worked at 11 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian S Comiskey's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 3, 2022 - Present
ADP BROKER-DEALER, INC.
Office #1: 71 Hanover Road, Florham Park, NJ 07932April 27, 2022 - October 13, 2022
BARCLAYS CAPITAL INC.
May 18, 2018 - April 22, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 25, 2013 - July 7, 2016
EMPOWER FINANCIAL SERVICES, INC.
January 29, 2013 - October 17, 2013
NYLIFE DISTRIBUTORS LLC
February 28, 2008 - April 27, 2012
MSI FINANCIAL SERVICES, INC.
September 26, 2007 - February 13, 2008
EAGLE STRATEGIES LLC
November 3, 2006 - February 13, 2008
NYLIFE SECURITIES LLC
June 13, 2005 - October 27, 2006
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
June 1, 2005 - October 27, 2006
NYLIFE DISTRIBUTORS LLC
November 17, 2003 - May 24, 2005
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
July 15, 2002 - March 28, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 27, 2001 - March 28, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 15, 2001 - April 2, 2001
ICAPITAL MARKETS LLC
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
ADP BROKER-DEALER, INC.
CRD#: 37693 / SEC#: , 8-47885
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADP ATLANTIC, LLC | SHAREHOLDER | |
| BARRENECHEA, PATRICIA MARGOT | FINOP | 1715189 |
| BLAKE, JAMES PATRICK | PRESIDENT, DIRECTOR | 3078844 |
| BOYLE, JAMES RICHARD | AML OFFICER | 3137180 |
| DOSPASSOS-KRIEG, KRISTIN ANNE | DIRECTOR | 3079254 |
| HANLEY, JUANITA DAVIDA | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | 5217439 |
| HODGES, JEFFRY AARON | DIRECTOR | 5865575 |
| HUREAU, MICHAEL RAY | DIRECTOR | 5990787 |
| MCCUE, TERRANCE | RISK MANAGEMENT OFFICER | 7259942 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
