Eduardo L. Sordo

CALAMOS WEALTH MANAGEMENT LLC

Coral Gables, FL 33134

Some features on this profile are disabled

CRD#: 4175091

Professional summary

Eduardo Luis Sordo, CFP®, who also goes by Eddie Sordo, Eduardo L Sordo, Eduardo Sordo, is a registered financial advisor currently at CALAMOS WEALTH MANAGEMENT LLC located in Coral Gables, Florida and CALAMOS FINANCIAL SERVICES LLC located in Naperville, Illinois.

Eduardo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Eduardo has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 6, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eddie Sordo | Eduardo L Sordo | Eduardo Sordo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The George Snow Scholarship Fund is located at 201 Plaza Real, Suite 260, Boca Raton, FL 33432. The George Snow Scholarship Fund is a not-for-profit organization with a mission to help hard working students in South Florida to graduate from college by providing financial aid and wrap-around support services. My role is investment related. As a trustee and the chair of the investment committee, my duties include utilizing my professional industry knowledge in communicating with the fund's investment advisor and reporting to the executive and finance committees, and the Board of Trustees. I have been associated with the George Snow Scholarship Fund since 2006 and a trustee and member of the investment committee since 2008. I anticipate spending 3 hours per quarter on this activity and zero time during trading hours. I am not compensated for this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eduardo Luis Sordo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

September 8, 2021 - Present

CALAMOS WEALTH MANAGEMENT LLC

Office #1: 220 Alhambra Circle 10th Floor, Coral Gables, FL 33134

RIA

CRD#: 143490

Coral Gables, FL

Current

February 8, 2022 - Present

CALAMOS FINANCIAL SERVICES LLC

Office #1: 2020 Calamos Court, Naperville, IL 60563-2787

CRD#: 19850

NAPERVILLE, IL

Past

January 25, 2019 - August 11, 2021

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Past

July 13, 2018 - January 14, 2019

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

December 22, 2010 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

BOCA RATON, FL

Past

November 2, 2010 - January 4, 2019

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

BOCA RATON, FL

Past

February 20, 2009 - October 5, 2010

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

BOCA RATON, FL

Past

February 13, 2009 - October 5, 2010

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

BOCA RATON, FL

Past

April 25, 2005 - March 4, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

BOCA RATON, FL

Past

April 19, 2005 - March 4, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

BOCA RATON, FL

Past

August 31, 2004 - April 8, 2005

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

August 5, 2004 - August 19, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

May 16, 2000 - June 14, 2004

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CALAMOS WEALTH MANAGEMENT LLC

CRD#: 143490 / SEC#: 801-67787

RIA

Registered Investment Advisory firm - (4/25/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/8/2021)

IAR

Illinois
(9/9/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/8/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/16/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/2/2010

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 2/9/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/15/2000

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/29/2019

General Securities Principal Examination

Principal/Supervisory Exam

Series 10

Date: 11/14/2013

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 11/23/2011

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

CALAMOS WEALTH MANAGEMENT LLC

CRD#: 143490 / SEC#: 801-67787

RIA

Registered Investment Advisory firm - (4/25/2007 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2020 Calamos Court, Naperville, IL 60563-2787

Mailing Address

Phone number

(630) 245-7200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV: FIRM BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	3,434
AUM (Assets Under Management)	$ 4,090,678,284

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Noah Alweiss

MORGAN STANLEY

IAR

Miami, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Eduardo L. Sordo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eduardo Luis Sordo's CRS (Customer Relationship Summary).

Certified licenses

Experience

CALAMOS FINANCIAL SERVICES LLC

VANGUARD MARKETING CORPORATION

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

PRINCIPAL SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC OF AMERICA INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

CALAMOS WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/8/2005

Series 63

Date: 5/16/2000

SIE

Date: 10/1/2018

Series 31

Date: 4/2/2010

Series 7

Date: 2/9/2005

Series 6

Date: 5/15/2000

Series 24

Date: 3/29/2019

Series 10

Date: 11/14/2013

Series 9

Date: 11/23/2011

FINRA

Current Firm

CALAMOS WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CALAMOS WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors