Frank Mckinney

MCKINNEY CAPITAL MANAGEMENT

HOUSTON, TX 77046

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CRD#: 4174781

Professional summary

Frank Mckinney III is a registered financial advisor currently at MCKINNEY CAPITAL MANAGEMENT located in Houston, Texas and MUTUAL SECURITIES, INC. located in Houston, Texas.

Frank is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Frank has worked at 12 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank Mckinney III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 1, 2025 - Present

MCKINNEY CAPITAL MANAGEMENT

Office #1: 8 Greenway Plaza Suite 1350, Houston, TX 77046

RIA

CRD#: 338774

HOUSTON, TX

Current

December 1, 2025 - Present

MUTUAL SECURITIES, INC.

Office #1: 8 Greenway Plaza Ste. 1350, Houston, TX 77046

CRD#: 13092

Houston, TX

Past

March 21, 2024 - December 2, 2025

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

HOUSTON, TX

Past

November 9, 2015 - March 21, 2024

CETERA ADVISORS LLC

RIA

CRD#: 10299

HOUSTON, TX

Past

November 5, 2015 - December 2, 2025

CETERA ADVISORS LLC

CRD#: 10299

HOUSTON, TX

Past

December 3, 2008 - November 10, 2015

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

HOUSTON, TX

Past

December 3, 2008 - November 10, 2015

SECURITIES AMERICA, INC.

CRD#: 10205

HOUSTON, TX

Past

January 2, 2008 - December 1, 2008

AW SECURITIES

CRD#: 103747

HOUSTON, TX

Past

June 13, 2006 - December 1, 2008

ALLWORTH FINANCIAL, L.P.

RIA

CRD#: 111167

HOUSTON, TX

Past

June 8, 2006 - December 31, 2007

SECURITIES AMERICA, INC.

CRD#: 10205

HOUSTON, TX

Past

July 1, 2004 - March 14, 2006

TD AMERITRADE, INC.

RIA

CRD#: 7870

HOUSTON, TX

Past

July 1, 2004 - March 14, 2006

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

August 2, 2002 - June 2, 2004

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

HOUSTON, TX

Past

August 2, 2002 - June 2, 2004

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

June 20, 2000 - August 23, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

HOUSTON, TX

Past

June 20, 2000 - August 23, 2002

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

June 20, 2000 - August 23, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(12/1/2025)

Arizona
(12/1/2025)

Arkansas
(12/1/2025)

California
(12/1/2025)

Florida
(12/1/2025)

Georgia
(12/1/2025)

Idaho
(12/1/2025)

Iowa
(12/1/2025)

Louisiana
(12/1/2025)

Michigan
(12/1/2025)

Missouri
(12/1/2025)

New Mexico
(12/1/2025)

New York
(12/1/2025)

North Carolina
(12/3/2025)

Oklahoma
(12/1/2025)

Texas
(12/1/2025)

IAR

Texas
(12/1/2025)

Virginia
(12/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/15/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 1/29/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/19/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MCKINNEY CAPITAL MANAGEMENT

MCKINNEY CAPITAL MANAGEMENT | MCKINNEY CAPITAL MANAGEMENT LLC

CRD#: 338774 / SEC#: 801-134545

RIA

Registered Investment Advisory firm - (11/17/2025 120-Day Approval)

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Contact information

Main Address

8 Greenway Plaza Suite 1350, Houston, TX 77046

Mailing Address

Phone number

(713) 888-0841

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MCKINNEY CAPITAL MANAGEMENT FORM ADV PART 2A 12-1-2025 (12/1/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Frank Mckinney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank Mckinney III's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUTUAL SECURITIES, INC.

CETERA INVESTMENT ADVISERS LLC

CETERA ADVISORS LLC

CETERA ADVISORS LLC

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

AW SECURITIES

ALLWORTH FINANCIAL, L.P.

SECURITIES AMERICA, INC.

TD AMERITRADE, INC.

TD AMERITRADE, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/15/2000

SIE

Date: 10/1/2018

Series 31

Date: 1/29/2003

Series 7

Date: 6/19/2000

FINRA

Current Firm

MCKINNEY CAPITAL MANAGEMENT

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

MCKINNEY CAPITAL MANAGEMENT

TRUST BUT VERIFY

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