James T. Ortlip

F L PUTNAM INVESTMENT MANAGEMENT CO.

RESTON, VA 20190

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CRD#: 4174290

Professional summary

James Thomas Ortlip, CFP® is a registered financial advisor currently at F L PUTNAM INVESTMENT MANAGEMENT CO. located in Reston, Virginia.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. James has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AOG WEALTH MANAGEMENT, dba, OWNER/PRINCIPAL, START 03/20/2013 INSURANCE, 10130-E COLVIN RUN ROAD, GREAT FALLS, VA 22066.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Thomas Ortlip's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

March 6, 2025 - Present

F L PUTNAM INVESTMENT MANAGEMENT CO.

Office #1: 11911 Freedom Drive Suite 730, Reston, VA 20190

RIA

CRD#: 106223

RESTON, VA

Past

May 3, 2013 - March 7, 2025

AOG WEALTH MANAGEMENT

RIA

CRD#: 159026

RESTON, VA

Past

May 1, 2013 - July 31, 2019

KALOS CAPITAL, INC.

CRD#: 44337

GREAT FALLS, VA

Past

February 28, 2012 - May 2, 2013

CETERA ADVISORS LLC

RIA

CRD#: 10299

GREAT FALLS, VA

Past

February 9, 2012 - February 28, 2012

PACIFIC WEST FINANCIAL CONSULTANTS INC

RIA

CRD#: 108728

RENTON, WA

Past

December 23, 2011 - May 2, 2013

CETERA ADVISORS LLC

CRD#: 10299

GREAT FALLS, VA

Past

June 8, 2004 - December 23, 2011

PACIFIC WEST FINANCIAL CONSULTANTS INC

RIA

CRD#: 108728

FAIRFAX, VA

Past

June 1, 2004 - December 23, 2011

PACIFIC WEST SECURITIES, INC.

CRD#: 6390

GREAT FALLS, VA

Past

May 30, 2001 - June 14, 2004

CAPITAL FINANCIAL GROUP LEESBURG ASSOCIATES, LLC

RIA

CRD#: 118275

LEESBURG, VA

Past

May 9, 2001 - June 1, 2004

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

ROCKVILLE, MD

Past

June 14, 2000 - May 10, 2001

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

F L PUTNAM INVESTMENT MANAGEMENT CO.

F L PUTNAM INVESTMENT MANAGEMENT CO. | PUTNAM F L INVESTMENT MANAGEMENT CO | FLP ATRATO CONSULTING

CRD#: 106223 / SEC#: 801-21951

RIA

Registered Investment Advisory firm - (7/30/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(3/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/3/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/13/2000

General Securities Representative Examination

Current Firm

F L PUTNAM INVESTMENT MANAGEMENT CO.

F L PUTNAM INVESTMENT MANAGEMENT CO. | PUTNAM F L INVESTMENT MANAGEMENT CO | FLP ATRATO CONSULTING

CRD#: 106223 / SEC#: 801-21951

RIA

Registered Investment Advisory firm - (7/30/1984 Approved)

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Contact information

Main Address

6 Kimball Lane, Lynnfield, MA 01940

Mailing Address

Phone number

(800) 344-3435

Established

Firm type

Fiscal year end

# of Employees

134

SEC notice filing (36 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FLP FORM ADV PART 2A (10/29/2025)

Regulatory assets under management

Total Number of Accounts	6,380
AUM (Assets Under Management)	$ 7,695,902,054

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/08/2025	Cover Page	Report
08/21/2025	Cover Page	Report
10/28/2024	Cover Page	Report
12/21/2023	Cover Page	Report

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James T. Ortlip

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Thomas Ortlip's CRS (Customer Relationship Summary).

Certified licenses

Experience

AOG WEALTH MANAGEMENT

KALOS CAPITAL, INC.

CETERA ADVISORS LLC

PACIFIC WEST FINANCIAL CONSULTANTS INC

CETERA ADVISORS LLC

PACIFIC WEST FINANCIAL CONSULTANTS INC

PACIFIC WEST SECURITIES, INC.

CAPITAL FINANCIAL GROUP LEESBURG ASSOCIATES, LLC

GROVE POINT INVESTMENTS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

F L PUTNAM INVESTMENT MANAGEMENT CO.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/3/2000

SIE

Date: 10/1/2018

Series 7

Date: 6/13/2000

Current Firm

F L PUTNAM INVESTMENT MANAGEMENT CO.

Contact information

SEC notice filing (36 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

F L PUTNAM INVESTMENT MANAGEMENT CO.

TRUST BUT VERIFY

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