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Scott L. Stephens
KINGSVIEW WEALTH MANAGEMENT
San Angelo, TX 76904
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CRD#: 4173383
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Professional summary
Scott Lee Stephens, CFP® is a registered financial advisor currently at KINGSVIEW WEALTH MANAGEMENT, LLC located in San Angelo, Texas.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Scott has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
J & S RANCH, ROBERT LEE, TX,PARTNER WITH FATHER. RAISE CATTLE, SHEEP AND STOCK FARM. APPROXIMATELY 15-20 HOURS EACH MONTH. RUNNION RANCH, NOT INV RLATED, SAN ANGELO, TX, 50% OWNERSHIP, TYPE FARMING & RANCHING, 25 HOURS PER MONTH/0 DURING TRADING. STEPHENS RENTAL PROPERTIES LLC; INV RELATED; SAN ANGELO, TX; CO-OWNER; RESIDENTIAL RENTAL PROPERTIES; START 6/2017; 10 HRS PER MONTH; 4 HRS DURING TRADING. SAN ANGELO DOWNTOWN KIWANIS CLUB; INV RELATED; SAN ANGELO, TX; CHAIRMAN OF THE FINANCE & FUNDRAISING COMMITTEE MEMBER; START 9/1/2009; NUMBER OF HOURS PER MONTH 5; NUMBER OF HOURS DURING TRADING 4. GRAPE CREEK INDEPENDENT SCHOOL DISTRICT (ISD) NOT INV. RELATED; SAN ANGELO, TX; BOARD MEMBER; START DATE 6/2023; 3 HRS PER MONTH; 1 HR DURING TRADING; DUTIES: ATTEND MEETINGS, SET SCHOOL POLICY AND HIRE / FIRE SUPERINTENDENT.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Lee Stephens's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
July 19, 2024 - Present
KINGSVIEW WEALTH MANAGEMENT, LLC
Office #1: 2635 S Johnson St, San Angelo, TX 76904RIA
CRD#: 148107
San Angelo, TX
Past
January 1, 2008 - July 22, 2024
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
SAN ANGELO, TX
Past
January 1, 2008 - July 22, 2024
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SAN ANGELO, TX
Past
July 3, 2002 - January 1, 2008
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
SAN ANGELO, TX
Past
June 9, 2000 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
SAN ANGELO, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KW
KINGSVIEW WEALTH MANAGEMENT, LLC
KINGSVIEW ASSET MANAGEMENT | VERDEO FINANCIAL SERVICES | ROLLO WEALTH MANAGEMENT | PERLMAN GROUP | NORMAN J. POLITZINER, CFP & NJP ASSOCIATES | KNIGHT STRATEGIC WEALTH | KINGSVIEW WEALTH MANAGEMENT, LLC | KINGSVIEW PARTNERS WEALTH MANAGEMENT | KINGSVIEW PARTNERS | KINGSVIEW INVESTMENT STRATEGIES | KINGSVIEW INVESTMENT MANAGEMENT | KINGSVIEW ASSET MANAGEMENT, LLC
CRD#: 148107 / SEC#: 801-79198
RIA
Registered Investment Advisory firm - (2/24/2014 Approved)Arkansas
Registered Investment Advisory firm - (2/26/2014 Terminated)Florida
Registered Investment Advisory firm - (2/26/2014 Terminated)Illinois
Registered Investment Advisory firm - (2/26/2014 Terminated)Iowa
Registered Investment Advisory firm - (2/26/2014 Terminated)Minnesota
Registered Investment Advisory firm - (2/26/2014 Terminated)New York
Registered Investment Advisory firm - (11/8/2013 Cancelled)North Dakota
Registered Investment Advisory firm - (2/26/2014 Terminated)Oregon
Registered Investment Advisory firm - (2/26/2014 Terminated)South Dakota
Registered Investment Advisory firm - (2/26/2014 Terminated)Texas
Registered Investment Advisory firm - (2/26/2014 Terminated)Virginia
Registered Investment Advisory firm - (2/26/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(7/19/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
KW
KINGSVIEW WEALTH MANAGEMENT, LLC
KINGSVIEW ASSET MANAGEMENT | VERDEO FINANCIAL SERVICES | ROLLO WEALTH MANAGEMENT | PERLMAN GROUP | NORMAN J. POLITZINER, CFP & NJP ASSOCIATES | KNIGHT STRATEGIC WEALTH | KINGSVIEW WEALTH MANAGEMENT, LLC | KINGSVIEW PARTNERS WEALTH MANAGEMENT | KINGSVIEW PARTNERS | KINGSVIEW INVESTMENT STRATEGIES | KINGSVIEW INVESTMENT MANAGEMENT | KINGSVIEW ASSET MANAGEMENT, LLC
CRD#: 148107 / SEC#: 801-79198
RIA
Registered Investment Advisory firm - (2/24/2014 Approved)Arkansas
Registered Investment Advisory firm - (2/26/2014 Terminated)Florida
Registered Investment Advisory firm - (2/26/2014 Terminated)Illinois
Registered Investment Advisory firm - (2/26/2014 Terminated)Iowa
Registered Investment Advisory firm - (2/26/2014 Terminated)Minnesota
Registered Investment Advisory firm - (2/26/2014 Terminated)New York
Registered Investment Advisory firm - (11/8/2013 Cancelled)North Dakota
Registered Investment Advisory firm - (2/26/2014 Terminated)Oregon
Registered Investment Advisory firm - (2/26/2014 Terminated)South Dakota
Registered Investment Advisory firm - (2/26/2014 Terminated)Texas
Registered Investment Advisory firm - (2/26/2014 Terminated)Virginia
Registered Investment Advisory firm - (2/26/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
509 Se 7th Street 2nd Floor, Grants Pass, OR 97526
Mailing Address
Phone number
(312) 870-6701
Established
Firm type
Fiscal year end
# of Employees
225
SEC notice filing (47 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 24,847 |
| AUM (Assets Under Management) | $ 6,745,495,357 |
Red Flags
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Company Information
KINGSVIEW WEALTH MANAGEMENT, LLC
CRD#: 148107San Angelo, TX 76904TRUST BUT VERIFY
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