Brett A. Parker

AQUILANT ADVISORS

St. Louis, MO 63131

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CRD#: 4173342

Professional summary

Brett Alan Parker, CFP®, who also goes by Brett Parker, is a registered financial advisor currently at AQUILANT ADVISORS located in St. Louis, Missouri and CAMBRIDGE INVESTMENT RESEARCH, INC. located in St. Louis, Missouri.

Brett is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Brett has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brett Parker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. BANNER LIFE INSURANCE, 3275 BENNETT CREEK DR, FREDRICK, MD, 03/2004. INDEPENDENT INSURANCE AGENT. INV REL-10/MO-10/TRADING. 2. AQUILANT ADVISORS, 555 MARYVILLE UNIVERSITY DR, STE440, ST LOUIS, MO, ADV REP OF A REGISTERED INVESTMENT ADVISOR, RIA, INV REL, 40 WK- 7.5/TRADING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett Alan Parker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

April 9, 2019 - Present

AQUILANT ADVISORS

Office #1: 12444 Powerscourt Dr. Suite 370, St. Louis, MO 63131

RIA

CRD#: 282953

St. Louis, MO

Current

April 2, 2019 - Present

CAMBRIDGE INVESTMENT RESEARCH, INC.

Office #1: 12444 Powerscourt Dr, Suite 370, St. Louis, MO 63131

CRD#: 39543

St. Louis, MO

Past

March 10, 2009 - March 15, 2019

OSAIC WEALTH, INC.

RIA

CRD#: 23131

ST. LOUIS, MO

Past

August 31, 2005 - March 15, 2019

OSAIC WEALTH, INC.

CRD#: 23131

ST. LOUIS, MO

Past

October 7, 2004 - March 15, 2019

PREMIER FINANCIAL PARTNERS, LLC

RIA

CRD#: 132043

ST. LOUIS, MO

Past

June 8, 2004 - September 9, 2005

LPL FINANCIAL LLC

RIA

CRD#: 6413

ST. LOUIS, MO

Past

May 19, 2004 - September 9, 2005

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

March 15, 2004 - May 25, 2004

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Past

September 8, 2000 - January 1, 2002

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

June 12, 2000 - March 4, 2004

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AQUILANT ADVISORS

AQUILA ADVISORS | LOBSCOUSER II, LLC | AQUILANT ADVISORS | AQUILANT

CRD#: 282953 / SEC#: 801-114993

RIA

Registered Investment Advisory firm - (4/12/2019 Approved)

Illinois

Registered Investment Advisory firm - (4/12/2019 Terminated)

Missouri

Registered Investment Advisory firm - (4/17/2019 Terminated)

Texas

Registered Investment Advisory firm - (4/17/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Georgia
(4/2/2019)

Illinois
(4/2/2019)

Indiana
(7/26/2019)

Kansas
(4/2/2019)

Missouri
(4/2/2019)

IAR

Missouri
(4/9/2019)

Pennsylvania
(4/2/2019)

Tennessee
(1/3/2023)

Virginia
(1/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/25/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/3/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/21/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/10/2000

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

AQUILANT ADVISORS

AQUILA ADVISORS | LOBSCOUSER II, LLC | AQUILANT ADVISORS | AQUILANT

CRD#: 282953 / SEC#: 801-114993

RIA

Registered Investment Advisory firm - (4/12/2019 Approved)

Illinois

Registered Investment Advisory firm - (4/12/2019 Terminated)

Missouri

Registered Investment Advisory firm - (4/17/2019 Terminated)

Texas

Registered Investment Advisory firm - (4/17/2019 Terminated)

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Contact information

Main Address

12444 Powerscourt Dr. Suite 370, St. Louis, MO 63131

Mailing Address

Phone number

(314) 309-2078

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A DISCLOSURE BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	694
AUM (Assets Under Management)	$ 215,598,245

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brett A. Parker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett Alan Parker's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

PREMIER FINANCIAL PARTNERS, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WS GRIFFITH SECURITIES, INC.

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

AQUILANT ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 5/25/2004

Series 63

Date: 11/3/2000

SIE

Date: 10/1/2018

Series 7

Date: 4/21/2004

Series 6

Date: 6/10/2000

FINRA

Current Firm

AQUILANT ADVISORS

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AQUILANT ADVISORS

TRUST BUT VERIFY

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