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JB

Jacquelyn K. Brackett

NANCY BARRON & ASSOCIATES
Lexington, KY 40507
Some features on this profile are disabled
CRD#: 4173067
JB

Professional summary

Jacquelyn K Brackett, who also goes by Jacquelyn Kay Hogg, Jacquelyn Kay Lemaster, is a registered financial professional currently at NANCY BARRON & ASSOCIATES, INC. located in Lexington, Kentucky.

Jacquelyn is registered as a RR (Registered Representative) and started their career in finance in 2000. Jacquelyn has worked at 2 firms and has passed the Series 66, Series 52TO, SIE, Series 7 and Series 53 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jacquelyn Kay Hogg | Jacquelyn Kay Lemaster

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jacquelyn K Brackett's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 24, 2001 - Present

NANCY BARRON & ASSOCIATES, INC.

Office #1: 150 Grand Boulevard, Lexington, KY 40507Office #2: 150 Grand Boulevard, Lexington, KY 40507
BD
CRD#: 30201
Lexington, KY
Past

June 14, 2000 - July 11, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Indiana
(9/2/2015)
RR
Kentucky
(7/24/2001)
RR
North Carolina
(7/24/2001)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/14/2000
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/13/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 4/25/2005
Municipal Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

NB
NANCY BARRON & ASSOCIATES, INC.
NANCY BARRON & ASSOCIATES, INC.

CRD#: 30201 / SEC#: , 8-44803

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
150 Grand Boulevard, Lexington, KY 40507
Mailing Address
150 Grand Boulevard, Lexington, KY 40507
Phone number
(859) 254-4010
Established
Kentucky since 03/26/1992
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BARRON, NANCY TRUXTUN IICHIEF EXECUTIVE OFFICER13608
BARRON, NANCY TRUXTUN IICHIEF COMPLIANCE OFFICER13608
BRADLEY, PATRICK JOFFICE MANAGER2657545

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NANCY BARRON & ASSOCIATES, INC.

CRD#: 30201Lexington, KY 40507

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