Sherri Y. Thomas
Professional summary
Sherri Yvonne Thomas, who also goes by Sherri B Banks, Sherri Johnson, Sherri B Leavelle, Sherri B Thomas, Sherri Yvonne Thomas, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Collierville, Tennessee and EMPOWER FINANCIAL SERVICES, INC. located in Thompsons Station, Tennessee.
Sherri is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Sherri has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sherri Yvonne Thomas's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 30, 2023 - Present
EMPOWER ADVISORY GROUP, LLC
May 30, 2023 - Present
EMPOWER FINANCIAL SERVICES, INC.
August 15, 2022 - April 26, 2023
VALIC FINANCIAL ADVISORS, INC.
August 15, 2022 - April 26, 2023
VALIC FINANCIAL ADVISORS, INC.
December 14, 2018 - August 12, 2022
ALLSTATE FINANCIAL ADVISORS, LLC
December 13, 2018 - August 12, 2022
ALLSTATE FINANCIAL SERVICES, LLC
April 13, 2015 - December 21, 2018
CUNA BROKERAGE SERVICES, INC.
April 13, 2015 - December 21, 2018
CUNA BROKERAGE SERVICES, INC.
December 5, 2006 - March 26, 2015
NATIONWIDE INVESTMENT ADVISORS, LLC
June 20, 2006 - December 5, 2006
NATIONWIDE INVESTMENT SERVICES CORPORATION
September 18, 2002 - March 26, 2015
NATIONWIDE INVESTMENT SERVICES CORPORATION
June 26, 2000 - September 12, 2002
ALLSTATE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/30/2023)
(5/30/2023)
(5/30/2023)
Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
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