JB
Jed T. Broce
WEALTHFRONT ADVISERS LLC
Palo Alto, CA 94301
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CRD#: 4172018
JB
Professional summary
Jed T Broce, who also goes by Jed Tyler Broce, is a registered financial advisor currently at WEALTHFRONT ADVISERS LLC located in Palo Alto, California and WEALTHFRONT BROKERAGE LLC located in Palo Alto, California.
Jed is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Jed has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jed Tyler Broce
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jed T Broce's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 11, 2017 - Present
WEALTHFRONT ADVISERS LLC
Office #1: 261 Hamilton Ave., Palo Alto, CA 94301RIA
CRD#: 148456
Palo Alto, CA
Current
December 5, 2011 - Present
WEALTHFRONT BROKERAGE LLC
Office #1: 261 Hamilton Ave, Palo Alto, CA 94301Office #2: 90 New Montgomery St Ste 1450, San Francisco, CA 94105BD
CRD#: 153407
Palo Alto, CA
Past
March 17, 2010 - May 4, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
SAN FRANCISCO, CA
Past
April 8, 2008 - May 4, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
SAN FRANCISCO, CA
Past
May 18, 2000 - March 17, 2008
THOMAS WEISEL PARTNERS LLC
BD
CRD#: 46237
SAN FRANCISCO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WEALTHFRONT ADVISERS LLC
KACHING | WEALTHFRONT INC. | WEALTHFRONT ADVISERS LLC | WEALTHFRONT ADVISERS | WEALTHFRONT | THE INVESTING IQ APP | KACHING GROUP, INC | KACHING GROUP INC.
CRD#: 148456 / SEC#: 801-69766
RIA
Registered Investment Advisory firm - (11/21/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/24/2017)
RR
Alaska(12/24/2017)
RR
Arizona(12/24/2017)
RR
Arkansas(12/24/2017)
RR
California(12/5/2011)
IAR
California(9/11/2017)
RR
Colorado(12/24/2017)
RR
Connecticut(12/24/2017)
RR
Delaware(12/24/2017)
RR
District of Columbia(12/24/2017)
RR
Florida(12/24/2017)
RR
Georgia(12/24/2017)
RR
Hawaii(12/24/2017)
RR
Idaho(12/24/2017)
RR
Illinois(12/24/2017)
RR
Indiana(12/24/2017)
RR
Iowa(12/24/2017)
RR
Kansas(12/24/2017)
RR
Kentucky(12/24/2017)
RR
Louisiana(12/24/2017)
RR
Maine(12/24/2017)
RR
Maryland(12/24/2017)
RR
Massachusetts(12/24/2017)
RR
Michigan(12/24/2017)
RR
Minnesota(12/24/2017)
RR
Mississippi(12/24/2017)
RR
Missouri(12/24/2017)
RR
Montana(12/24/2017)
RR
Nebraska(12/24/2017)
RR
Nevada(12/24/2017)
RR
New Hampshire(12/24/2017)
RR
New Jersey(12/24/2017)
RR
New Mexico(12/24/2017)
RR
New York(12/24/2017)
RR
North Carolina(1/2/2018)
RR
North Dakota(12/24/2017)
RR
Ohio(12/26/2017)
RR
Oklahoma(12/24/2017)
RR
Oregon(12/24/2017)
RR
Pennsylvania(12/24/2017)
IAR
Puerto Rico(5/16/2018)
RR
Puerto Rico(7/3/2018)
RR
Rhode Island(12/24/2017)
RR
South Carolina(12/24/2017)
RR
South Dakota(12/24/2017)
RR
Tennessee(12/24/2017)
RR
Texas(12/24/2017)
RR
Utah(12/24/2017)
RR
Vermont(12/24/2017)
RR
Virgin Islands(12/24/2017)
RR
Virginia(12/24/2017)
RR
Washington(12/24/2017)
RR
West Virginia(12/24/2017)
RR
Wisconsin(12/24/2017)
RR
Wyoming(12/24/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WA
WEALTHFRONT ADVISERS LLC
KACHING | WEALTHFRONT INC. | WEALTHFRONT ADVISERS LLC | WEALTHFRONT ADVISERS | WEALTHFRONT | THE INVESTING IQ APP | KACHING GROUP, INC | KACHING GROUP INC.
CRD#: 148456 / SEC#: 801-69766
RIA
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Contact information
Main Address
261 Hamilton Ave., Palo Alto, CA 94301
Mailing Address
Phone number
(855) 695-8437
Established
Firm type
Fiscal year end
# of Employees
402
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 642,888 |
| AUM (Assets Under Management) | $ 42,948,787,664 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/02/2024 | ||
| 01/11/2024 | ||
| 01/03/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WEALTHFRONT ADVISERS LLC
CRD#: 148456Palo Alto, CA 94301TRUST BUT VERIFY
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