Lurrell V. Scott

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CRD#: 417138

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lurrell Vaden Scott, who also goes by L. Vaden Scott, Lurell Vaden Scott, Vaden Scott, was a registered financial professional .

Lurrell is a previously registered financial professional and started their career in finance in 1965. Lurrell had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 1 and Series 00 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

L. Vaden Scott | Lurell Vaden Scott | Vaden Scott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Chesterfield Chamber Of Commerce - Board of Directors Promote members, advocate sound government policy on issues that impact the business community, facilitate collaboration,communication and a sense of community among Chamber members, provide effective programs, events and educational opportunities to support business excellence, networking and growth Start: 01/02/2017 Address: 9011 Arboretum Parkway Suite 245 North Chesterfield, Va 23236 Hrs per month - Tot/Bus: 15/11 Not investment related

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 11, 2019 - March 30, 2022

COLONIAL RIVER WEALTH MANAGEMENT LLC

RIA

CRD#: 284839

MIDLOTHIAN, VA

Past

December 3, 2014 - December 19, 2017

PARK AVENUE SECURITIES LLC

CRD#: 46173

HENRICO, VA

Past

October 1, 2013 - October 1, 2014

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

GLEN ALLEN, VA

Past

April 13, 2004 - May 12, 2008

BI INVESTMENTS, LLC

CRD#: 125437

GLEN ALLEN, VA

Past

September 8, 1997 - November 17, 2003

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

CHARLOTTE, NC

Past

July 14, 1994 - October 6, 1995

SCOTT & STRINGFELLOW, INC.

CRD#: 3309

RICHMOND, VA

Past

October 18, 1968 - June 28, 1972

CRAIGIE INCORPORATED

CRD#: 1547

Past

August 26, 1965 - March 9, 1994

SCOTT & STRINGFELLOW, LLC

CRD#: 6255

RICHMOND, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COLONIAL RIVER WEALTH MANAGEMENT LLC

CRD#: 284839 / SEC#: 801-113243

RIA

Registered Investment Advisory firm - (5/14/2018 Approved)

Virginia

Registered Investment Advisory firm - (8/29/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/6/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/11/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/19/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/1/2013

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 1

Date: 8/25/1965

Registered Representative Examination

Principal/Supervisory Exam

Series 00

Date: 2/10/1971

General Securities Principal Examination

Current Firm

COLONIAL RIVER WEALTH MANAGEMENT LLC

CRD#: 284839 / SEC#: 801-113243

RIA

Registered Investment Advisory firm - (5/14/2018 Approved)

Virginia

Registered Investment Advisory firm - (8/29/2018 Terminated)

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Contact information

Main Address

340 Browns Hill Court, Midlothian, VA 23114

Mailing Address

Phone number

(804) 335-1200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COLONIAL RIVER DISCLOSURE BROCHURE AND WRAP FEE PROGRAM BROCHURE (4/24/2025)

Regulatory assets under management

Total Number of Accounts	1,524
AUM (Assets Under Management)	$ 339,836,345

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lurrell V. Scott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PARK AVENUE SECURITIES LLC

FORESTERS FINANCIAL SERVICES, INC.

BI INVESTMENTS, LLC

UVEST FINANCIAL SERVICES GROUP, INC.

SCOTT & STRINGFELLOW, INC.

CRAIGIE INCORPORATED

SCOTT & STRINGFELLOW, LLC

Primary Firm SEC Registration

COLONIAL RIVER WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/6/2017

Series 63

Date: 10/11/2013

SIE

Date: 12/19/2017

Series 6

Date: 10/1/2013

Series 1

Date: 8/25/1965

Series 00

Date: 2/10/1971

Current Firm

COLONIAL RIVER WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COLONIAL RIVER WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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