Bridget A. Fernandez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bridget A Fernandez was a registered financial advisor .
Bridget is a previously registered financial advisor and started their career in finance in 2000. Bridget had worked at 4 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2012 - November 6, 2014
ULTIMATE FINANCIAL INVESTMENTS, LLC
November 4, 2010 - February 23, 2012
UBS FINANCIAL SERVICES INC.
June 24, 2005 - December 31, 2007
UBS FINANCIAL SERVICES INC.
June 24, 2005 - February 23, 2012
UBS FINANCIAL SERVICES INC.
July 1, 2003 - June 27, 2005
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - June 27, 2005
WELLS FARGO CLEARING SERVICES, LLC
January 11, 2001 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
June 13, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ULTIMATE FINANCIAL INVESTMENTS, LLC
CRD#: 162585 / SEC#:
Contact information
Red Flags
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