MF
Michael P. Floyd
APOLLON WEALTH MANAGEMENT
COLUMBIA, SC
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CRD#: 4170526
MF
Professional summary
Michael Patrick Floyd, CFP® is a registered financial advisor currently at APOLLON WEALTH MANAGEMENT, LLC located in Columbia, South Carolina and PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Apollon Wealth Management - Located at registered location. Investment Related - Yes. This is an RIA. Michael is a Practice Owner / Primary Advisor. Start date is 9/29/2023. 160 hrs dedicated to this activity. 160 hours during securities hours. Duties are client acquisition and service. MRF Equipment, LLC - Located at registered location. Investment Related - No. Nature is Agricultural / Farming Services. Position is Owner/Operator. Start Date is 10/28/2022. 60 hrs dedicated to this activity. 0 hours during securities hours. Hay and Cattle Farm - Planting/Harvesting Hay/Cattle management. Fixed Insurance - At registered location. Investment Related - Yes. Fixed insurance/annuity. Agent. 9/29/2023. 5 hrs dedicated. 5 hours dedicated during securities hours. Fixed Insurance. Floyd Columbia LLC; Entity for Business Operations; Holding Company for managing revenue and expenses for securities business activity. | No securities business is conducted through this entity, this services solely as a holding company.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Patrick Floyd's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
October 13, 2023 - Present
APOLLON WEALTH MANAGEMENT, LLC
Office #2: 602 E. Morehead St., Charlotte, NC 28202RIA
CRD#: 291902
COLUMBIA, SC
Current
October 13, 2023 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 80 State Street, Albany, NY 12207Office #2: 1320 Main Street Suite 200, Columbia, SC 29201BD
CRD#: 35747
ALBANY, NY
Past
April 14, 2003 - October 17, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Columbia, SC
Past
December 13, 2001 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
December 13, 2001 - October 17, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Columbia, SC
Past
September 20, 2001 - November 7, 2001
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
February 16, 2001 - September 18, 2001
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
February 16, 2001 - September 18, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
APOLLON WEALTH MANAGEMENT, LLC
ADI DASSLER INTERNATIONAL FAMILY OFFICE | WESTSIDE WEALTH MANAGEMENT OF APOLLON | WEALTH EMPOWERMENT FINANCIAL GROUP | TREE CITY ADVISORS OF APOLLON | TELOS WEALTH ADVISORS | SUNSHINE WEALTH ADVISORS, LLC | PROPER WEALTH MANAGEMENT | PRISM ADVISORY GROUP | PODESTA CAPITAL APOLLON | PIERSHALE FINANCIAL GROUP OF APOLLON | PELLEY GROUP OF APOLLON | LIVETRAC | JE WILSON OF APOLLON | JASON YOUNG AND ASSOCIATES | CJL | CJ LAWRENCE, A DIVISION OF APOLLON WEALTH MANAGEMENT | CIC WEALTH | CATALYST APOLLON | CASCADE APOLLON | BLUECHIP WEALTH MANAGEMENT | APOLLON WEALTH MANAGEMENT, LLC | APOLLON NEW ENGLAND | APOLLON BRIDGEMARK
CRD#: 291902 / SEC#: 801-112350
RIA
Registered Investment Advisory firm - (1/22/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/13/2023)
RR
Colorado(10/13/2023)
RR
Connecticut(10/13/2023)
RR
Delaware(10/23/2023)
RR
District of Columbia(10/13/2023)
RR
Florida(10/13/2023)
RR
Georgia(10/16/2023)
RR
Kentucky(10/13/2023)
RR
Maine(10/13/2023)
RR
Maryland(10/13/2023)
RR
Michigan(10/13/2023)
RR
Minnesota(10/19/2023)
RR
Missouri(10/13/2023)
RR
Montana(10/13/2023)
RR
New York(10/13/2023)
RR
North Carolina(10/13/2023)
RR
Pennsylvania(10/13/2023)
RR
South Carolina(10/13/2023)
IAR
South Carolina(10/13/2023)
RR
Texas(10/13/2023)
IAR
Texas(10/13/2023)
RR
Virginia(10/13/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AW
APOLLON WEALTH MANAGEMENT, LLC
ADI DASSLER INTERNATIONAL FAMILY OFFICE | WESTSIDE WEALTH MANAGEMENT OF APOLLON | WEALTH EMPOWERMENT FINANCIAL GROUP | TREE CITY ADVISORS OF APOLLON | TELOS WEALTH ADVISORS | SUNSHINE WEALTH ADVISORS, LLC | PROPER WEALTH MANAGEMENT | PRISM ADVISORY GROUP | PODESTA CAPITAL APOLLON | PIERSHALE FINANCIAL GROUP OF APOLLON | PELLEY GROUP OF APOLLON | LIVETRAC | JE WILSON OF APOLLON | JASON YOUNG AND ASSOCIATES | CJL | CJ LAWRENCE, A DIVISION OF APOLLON WEALTH MANAGEMENT | CIC WEALTH | CATALYST APOLLON | CASCADE APOLLON | BLUECHIP WEALTH MANAGEMENT | APOLLON WEALTH MANAGEMENT, LLC | APOLLON NEW ENGLAND | APOLLON BRIDGEMARK
CRD#: 291902 / SEC#: 801-112350
RIA
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Contact information
Main Address
111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464
Mailing Address
Phone number
(843) 579-0018
Established
Firm type
Fiscal year end
# of Employees
179
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 20,798 |
| AUM (Assets Under Management) | $ 7,720,756,861 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
