Robert T. Norton

CAPSTONE WEALTH ADVISORS

SALEM, OR 97301

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CRD#: 4169694

Professional summary

Robert Telford Norton, who also goes by Rob Norton, is a registered financial advisor currently at CAPSTONE WEALTH ADVISORS, LLC located in Salem, Oregon.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Robert has worked at 4 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 24 exams.

At a Glance

Always Fiduciary

Aliases

Rob Norton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SKYWALKER LLC; INVESTMENT RELATED; SALEM, OR; COMMERCIAL REAL ESTATE FOR WM PRACTICE; 33.33% OWNERSHIP; START DATE 10/2013; 3 HRS PER MONTH; 0 HRS DURING TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Telford Norton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 10, 2017 - Present

CAPSTONE WEALTH ADVISORS, LLC

Office #1: 388 State Street, Suite 700, Salem, OR 97301

RIA

CRD#: 287670

SALEM, OR

Past

September 28, 2012 - March 14, 2017

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

SALEM, OR

Past

September 28, 2012 - March 14, 2017

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

SALEM, OR

Past

December 4, 2003 - October 9, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SALEM, OR

Past

December 3, 2003 - October 9, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SALEM, OR

Past

April 23, 2003 - December 2, 2003

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

SALEM, OR

Past

May 10, 2000 - December 2, 2003

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPSTONE WEALTH ADVISORS, LLC

CAPSTONE ADVISORS ALLIANCE | CAPSTONE WEALTH ADVISORS, LLC | CAPSTONE ADVISORS ALLIANCE, LLC

CRD#: 287670 / SEC#: 801-110036

RIA

Registered Investment Advisory firm - (2/27/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/10/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 66

Status Unavailable

Passed: 6/2/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 3/14/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Status Unavailable

Passed: 6/2/2000

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 5/9/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Status Unavailable

Passed: 5/1/2014

General Securities Principal Examination

Current Firm

CAPSTONE WEALTH ADVISORS, LLC

CAPSTONE ADVISORS ALLIANCE | CAPSTONE WEALTH ADVISORS, LLC | CAPSTONE ADVISORS ALLIANCE, LLC

CRD#: 287670 / SEC#: 801-110036

RIA

Registered Investment Advisory firm - (2/27/2017 Approved)

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Contact information

Main Address

388 State Street, Suite 700, Salem, OR 97301

Mailing Address

Phone number

(503) 967-1980

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A BROCHURE (3/31/2026)

Regulatory assets under management

Total Number of Accounts	422
AUM (Assets Under Management)	$ 102,375,746

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert T. Norton

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Telford Norton's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

CAPSTONE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Passed: 6/2/2000

SIE

Passed: 3/14/2017

Series 31

Passed: 6/2/2000

Series 7

Passed: 5/9/2000

Series 24

Passed: 5/1/2014

Current Firm

CAPSTONE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPSTONE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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