Thomas R. Alonso
Professional summary
Thomas Roberto Alonso is a registered financial advisor currently at VALLEY WEALTH MANAGERS, INC. located in Paramus, New Jersey.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Thomas has worked at 4 firms and has passed the Series 63, SIE, Series 87, Series 7, Series 55 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Roberto Alonso's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 30, 2023 - Present
VALLEY WEALTH MANAGERS, INC.
Office #1: 80 East Ridgewood Ave Suite 3, Paramus, NJ 07652September 30, 2022 - August 29, 2023
VALLEY WEALTH MANAGERS, INC.
December 1, 2009 - October 9, 2015
MACQUARIE CAPITAL (USA) INC.
August 23, 2007 - December 1, 2009
FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC
June 14, 2000 - September 19, 2006
JANNEY MONTGOMERY SCOTT LLC
Primary Firm SEC Registration
VALLEY WEALTH MANAGERS, INC.
CRD#: 108879 / SEC#: 801-25461
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/30/2023)
(8/30/2023)
Exams
Series 55
Date: 7/26/2000
Limited Representative-Equity Trader ExamSeries 62
Date: 6/13/2000
Corporate Securities Limited Representative ExaminationCurrent Firm
VALLEY WEALTH MANAGERS, INC.
CRD#: 108879 / SEC#: 801-25461
Contact information
SEC notice filing (25 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,957 |
| AUM (Assets Under Management) | $ 2,317,257,859 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2024 | ||
| 09/07/2023 | ||
| 10/04/2022 |
Red Flags
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