Deanna K. Stow
STRATEGIC ADVISERS LLC | Planning Consultant
SURPRISE, AZ
Some features on this profile are disabled
CRD#: 4169360
Professional summary
Deanna Kay Stow, who also goes by Deanna Kay Cox, Deanna Kay Stow, Deanna Kay Warren, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Surprise, Arizona and FIDELITY BROKERAGE SERVICES LLC located in Peoria, Arizona.
Deanna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Deanna has worked at 10 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Biography
I am part of The Desert West and Glendale Arizona Team. I work side-by-side with Financial Consultants who aspire to be an elite team of trusted primary financial advisors. We share a common goal of helping our clients have a peace of mind and work toward their financial goals.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Deanna Kay Cox | Deanna Kay Stow | Deanna Kay Warren
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-114453|OrgNmn:Derek Mar Cox Estate, Personal Representative|Org Addr:Surprise,Arizona,US|OBA Nature:Personal Rep for estate and hi|Invst Rel:N|Title:Personal Representative of Derek |Duties:Act on behalf of my brother to settle all of his financial affairs. He owned a business but there is no value to it. I am working with an atto|StrtDt:10-24-24|TotHrs/mon:25|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Deanna Kay Stow's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 7565 West Bell Road, Peoria, AZ 85382RIA
CRD#: 104555
SURPRISE, AZ
Current
February 1, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 7565 West Bell Road, Peoria, AZ 85382BD
CRD#: 7784
Peoria, AZ
Past
February 25, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
PEORIA, AZ
Past
August 30, 2021 - December 22, 2021
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
SUN CITY WEST, AZ
Past
August 23, 2021 - December 22, 2021
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
SUN CITY WEST, AZ
Past
February 24, 2017 - August 23, 2021
PNC MANAGED ACCOUNT SOLUTIONS, INC.
RIA
CRD#: 110476
Sun City, AZ
Past
May 16, 2013 - August 23, 2021
BBVA SECURITIES INC.
BD
CRD#: 27060
SUN CITY WEST, AZ
Past
January 23, 2004 - May 16, 2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC
BD
CRD#: 17086
SUN CITY WEST, AZ
Past
July 17, 2002 - January 29, 2004
BANC ONE SECURITIES CORPORATION
RIA
CRD#: 16999
PHOENIX, AZ
Past
July 12, 2001 - January 29, 2004
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Past
February 23, 2001 - May 11, 2001
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
February 23, 2001 - May 11, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
May 24, 2000 - December 11, 2000
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
May 24, 2000 - December 11, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/1/2022)
RR
Alaska(1/4/2025)
RR
Arizona(2/3/2022)
IAR
Arizona(3/31/2025)
RR
Arkansas(2/1/2022)
RR
California(2/1/2022)
RR
Colorado(2/1/2022)
RR
Florida(2/1/2022)
RR
Georgia(2/1/2022)
RR
Idaho(2/1/2022)
RR
Illinois(2/1/2022)
RR
Indiana(2/1/2022)
RR
Iowa(2/1/2022)
RR
Kansas(2/1/2022)
RR
Maryland(2/1/2022)
RR
Massachusetts(2/1/2022)
RR
Michigan(2/1/2022)
RR
Minnesota(2/1/2022)
RR
Mississippi(2/1/2022)
RR
Missouri(2/1/2022)
RR
Montana(2/1/2022)
RR
Nebraska(2/1/2022)
RR
Nevada(2/1/2022)
RR
New Hampshire(2/1/2022)
RR
New Jersey(2/1/2022)
RR
New Mexico(2/1/2022)
RR
New York(2/1/2022)
RR
North Carolina(1/4/2025)
RR
North Dakota(1/4/2025)
RR
Ohio(2/2/2022)
RR
Oklahoma(2/1/2022)
RR
Oregon(2/1/2022)
RR
Pennsylvania(2/1/2022)
RR
South Carolina(2/1/2022)
RR
Tennessee(2/1/2022)
RR
Texas(2/1/2022)
IAR
Texas(3/31/2025)
RR
Utah(2/1/2022)
RR
Vermont(2/1/2022)
RR
Virgin Islands(2/1/2022)
RR
Virginia(2/1/2022)
RR
Washington(2/1/2022)
RR
Wisconsin(2/1/2022)
RR
Wyoming(2/1/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
