Kelly L. Fraser
STRATEGIC ADVISERS LLC | Vice President, Executive Planning Consultant
TABERNASH, CO
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CRD#: 4169009
Professional summary
Kelly Louise Fraser, who also goes by Kelly L. Fraser, Kelly Louise Fraser, Kelly Fraser, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Tabernash, Colorado and FIDELITY BROKERAGE SERVICES LLC located in Chandler, Arizona.
Kelly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Kelly has worked at 7 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Biography
As your Executive Planning Consultant, I partner with you to promote personal and financial well-being through corporate benefit optimization and collaborative wealth planning. With access to Fidelity's vast resources, I aim to make the complex simple, partnering with you to create a custom plan that allows you to spend your time and energy on what matters most to you.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kelly L. Fraser | Kelly Louise Fraser | Kelly Fraser
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Kelly Louise Fraser's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Arizona State University
Bachelor of Science - Communication
1999
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
TABERNASH, CO
Current
June 14, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 7001 West Ray Road Chandler Pavilions, Chandler, AZ 85226BD
CRD#: 7784
Chandler, AZ
Past
July 1, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
GREENWOOD VILLAGE, CO
Past
February 22, 2019 - December 18, 2019
CENTRIC INVESTMENT GROUP INC
RIA
CRD#: 114066
LITTLETON, CO
Past
February 22, 2019 - February 1, 2021
WAMBOLT & ASSOCIATES, LLC
RIA
CRD#: 153454
LITTLETON, CO
Past
November 15, 2017 - February 20, 2019
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
Lone Tree, CO
Past
January 3, 2012 - November 15, 2017
SCHWAB WEALTH ADVISORY, INC.
RIA
CRD#: 159035
ENGLEWOOD, CO
Past
April 14, 2005 - December 31, 2011
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
Lone Tree, CO
Past
August 2, 2000 - February 20, 2019
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Lone Tree, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/16/2021)
RR
Alaska(9/16/2021)
RR
Arizona(9/20/2021)
RR
Arkansas(9/20/2021)
RR
California(9/16/2021)
RR
Colorado(6/14/2021)
IAR
Colorado(3/31/2025)
RR
Connecticut(9/16/2021)
RR
Delaware(9/17/2021)
RR
District of Columbia(9/22/2021)
RR
Florida(9/16/2021)
RR
Georgia(9/16/2021)
RR
Hawaii(9/16/2021)
RR
Idaho(9/16/2021)
RR
Illinois(9/20/2021)
RR
Indiana(9/20/2021)
RR
Iowa(9/16/2021)
RR
Kansas(9/16/2021)
RR
Kentucky(9/21/2021)
RR
Louisiana(9/20/2021)
RR
Maine(9/16/2021)
RR
Maryland(9/16/2021)
RR
Massachusetts(9/16/2021)
RR
Michigan(9/20/2021)
RR
Minnesota(9/20/2021)
RR
Mississippi(9/17/2021)
RR
Missouri(9/16/2021)
RR
Montana(9/16/2021)
RR
Nebraska(4/14/2022)
RR
Nevada(9/22/2021)
RR
New Hampshire(9/30/2021)
RR
New Jersey(9/28/2021)
RR
New Mexico(9/16/2021)
RR
New York(9/16/2021)
RR
North Carolina(9/16/2021)
RR
North Dakota(9/27/2021)
RR
Ohio(9/16/2021)
RR
Oklahoma(9/17/2021)
RR
Oregon(9/16/2021)
RR
Pennsylvania(9/16/2021)
RR
Puerto Rico(9/16/2021)
RR
Rhode Island(9/23/2021)
RR
South Carolina(9/16/2021)
RR
South Dakota(9/16/2021)
RR
Tennessee(9/16/2021)
RR
Texas(9/20/2021)
IAR
Texas(3/31/2025)
RR
Utah(9/16/2021)
RR
Vermont(9/16/2021)
RR
Virgin Islands(9/24/2021)
RR
Virginia(9/16/2021)
RR
Washington(9/15/2021)
RR
West Virginia(10/4/2021)
RR
Wisconsin(9/21/2021)
RR
Wyoming(9/20/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Executive Planning ConsultantCRD#: 104555Tabernash, COTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
