Lesley Pinckard

MUTUAL OF OMAHA INVESTOR SERVICES

Fort Worth, TX

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CRD#: 4168636

Professional summary

Lesley Pinckard, who also goes by Lesley Pinckard Mcleod, is a registered financial advisor currently at MUTUAL OF OMAHA INVESTOR SERVICES, INC. located in Fort Worth, Texas.

Lesley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Lesley has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lesley Pinckard Mcleod

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance agent. LP Insurance & Financial Services (DBA filed 01/2017). 8100 Malaga Dr. Fort Worth, TX 76135. Life and health insurance sales. 20 hrs per week. Non-Investment Related. NAIFA Fort Worth, Non-Investment Related, PO Box 33372,FORT WORTH, TX 76162, Secretary 2021/Vice-President 2022, President 2023, Past-Pres 2024 Start Date: 10/01/2021 , Approximately 4 hours per week ,Organizing meetings, completing reports, No check writing ability. WIFS DFW Chapter, Non-Investment Related, PO Box 33372, Fort Worth, TX 76162, Position Title: Vice President, President 2024 Start Date: 10/15/2021, Approximately 4 hours per week, Attend meetings, complete reports, plan events, No check writing ability.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lesley Pinckard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 14, 2017 - Present

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Office #2: 122 W John Carpenter Freeway Suite 100, Irving, TX 75039

RIA

CRD#: 611

Fort Worth, TX

Past

July 7, 2015 - October 20, 2017

WEALTH WATCH ADVISORS, INC

RIA

CRD#: 172002

FORT WORTH, TX

Past

March 24, 2014 - July 1, 2015

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

FORT WORTH, TX

Past

March 24, 2014 - July 1, 2015

QUESTAR CAPITAL CORPORATION

CRD#: 43100

FORT WORTH, TX

Past

September 28, 2009 - April 8, 2014

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

RIA

CRD#: 611

ARLINGTON, TX

Past

August 21, 2009 - April 8, 2014

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

ARLINGTON, TX

Past

July 3, 2007 - August 14, 2009

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

FORT WORTH, TX

Past

March 3, 2007 - August 14, 2009

MML INVESTORS SERVICES, LLC

CRD#: 10409

FORT WORTH, TX

Past

August 10, 2000 - March 5, 2007

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

ARLINGTON, TX

Past

April 18, 2000 - June 21, 2000

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LINCOLN, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611 / SEC#: 801-61332, 8-47290

RIA

Registered Investment Advisory firm - SEC (7/30/2002 Approved)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/14/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/21/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/18/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/1/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/17/2000

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 11/7/2001

Investment Company Products/Variable Contracts Principal Examination

Current Firm

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611 / SEC#: 801-61332, 8-47290

RIA

Registered Investment Advisory firm - SEC (7/30/2002 Approved)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020

Mailing Address

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020

Phone number

(402) 351-3102

Established

Nebraska since 09/01/1993

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

277

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

MUTUAL OF OMAHA INVESTOR SERVICES INC PART 2A BROCHURE 06-20-2025 (6/20/2025)

Direct owners and executive officers

Name	Position	CRD#
MUTUAL OF OMAHA HOLDINGS INC.	OWNER
BEES, EVAN RICHARD	PRINCIPAL FINANCIAL OFFICER	4662845
HUGHES, BRIANA DAWN	CHIEF COMPLIANCE OFFICER	4268240
PROSKOVEC, ADAM D	PRESIDENT AND PRINCIPAL OPERATIONS OFFICER	4957628

Regulatory assets under management

Total Number of Accounts	116
AUM (Assets Under Management)	$ 24,355,321

Disclosures

Regulatory Event	4
Arbitration	2
Bond	8

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lesley Pinckard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lesley Pinckard's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH WATCH ADVISORS, INC

QUESTAR ASSET MANAGEMENT, INC.

QUESTAR CAPITAL CORPORATION

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

ALLSTATE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/21/2007

Series 63

Date: 4/18/2000

SIE

Date: 7/1/2015

Series 6

Date: 4/17/2000

Series 26

Date: 11/7/2001

Current Firm

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

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