Joseph Erigo

SUMMIT TRAIL SECURITIES

New York, NY 10017

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CRD#: 4168502

Professional summary

Joseph Erigo, who also goes by Joe Erigo Jr., Joseph Erigo Jr, Joseph Erigo Jr., Joseph Erigo, is a registered financial professional currently at SUMMIT TRAIL SECURITIES, LLC located in New York, New York.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 2000. Joseph has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Joe Erigo Jr. | Joseph Erigo Jr | Joseph Erigo Jr. | Joseph Erigo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Erigo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 12, 2024 - Present

SUMMIT TRAIL SECURITIES, LLC

Office #1: 2 Grand Central Tower 140 E. 45th Street, New York, NY, 10017Office #2: 2 Grand Central Tower 140 E. 45th Street, New York, NY, 10017

CRD#: 285784

New York, NY

Past

March 25, 2022 - September 3, 2024

ROCKEFELLER FINANCIAL LLC

CRD#: 291361

New York, NY

Past

May 31, 2016 - April 6, 2022

MORGAN STANLEY

CRD#: 149777

PURCHASE, NY

Past

July 29, 2014 - May 13, 2016

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

December 11, 2012 - July 9, 2014

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Past

August 23, 2012 - December 6, 2012

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

March 18, 2003 - August 24, 2012

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

August 17, 2000 - March 19, 2003

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

May 16, 2000 - June 7, 2001

LADENBURG CAPITAL MANAGEMENT INC.

CRD#: 14623

BETHPAGE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(12/13/2024)

South Dakota
(4/15/2025)

Exams

State Security Law Exam

Series 63

Date: 12/13/2024

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/15/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 7/22/2022

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SUMMIT TRAIL SECURITIES, LLC

CRD#: 285784 / SEC#: , 8-69859

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

2 Grand Central Tower 140 E. 45th Street, New York, NY, 10017

Mailing Address

2 Grand Central Tower 140 E. 45th Street, New York, NY, 10017

Phone number

(212) 812-7005

Established

Delaware since 09/14/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (39 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SUMMIT TRAIL ADVISORS, LLC	OWNER	220519
ALMERINI, LOUIS ACHILLE	FINOP	1605183
ERIGO, JOSEPH	CEO, CCO	4168502

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph Erigo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Erigo's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROCKEFELLER FINANCIAL LLC

MORGAN STANLEY

CREDIT SUISSE SECURITIES (USA) LLC

BARCLAYS CAPITAL INC.

J.P. MORGAN SECURITIES LLC

CREDIT SUISSE SECURITIES (USA) LLC

UBS FINANCIAL SERVICES INC.

LADENBURG CAPITAL MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/13/2024

SIE

Date: 10/1/2018

Series 7

Date: 5/15/2000

Series 14

Date: 1/2/2023

Series 24

Date: 7/22/2022

FINRA

Current Firm

SUMMIT TRAIL SECURITIES, LLC

Contact information

FINRA licenses (39 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

SUMMIT TRAIL SECURITIES, LLC

TRUST BUT VERIFY

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