ED
Eric A. Duncan
MOLONEY SECURITIES ASSET MANAGEMENT LLC
Denver, CO 80218
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CRD#: 4168496
ED
Professional summary
Eric Alexander Duncan is a registered financial advisor currently at MOLONEY SECURITIES ASSET MANAGEMENT LLC located in Denver, Colorado and MOLONEY SECURITIES CO., INC. located in Denver, Colorado.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Eric has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DBA - Team Duncan Financial - 1551 North Ogden Street, Denver, CO 80218. Securities offered through Moloney Securities Co., Inc. Frisco Chalet, LLC. - Member - 1368 Gaylord, Denver, CO 80206. LLC that holds ownership of real estate (622 Teller St. Hwy B, Frisco, CO 80443) Not conducted during trading hours. Not investment related. Candlelight Capital, LLC - Member/Manager - 1551 Ogden Street, Denver, CO 80218. LLC to purchase current commercial address (1551 Ogden Street) Not conducted during trading hours. Not investment related. Candlelight Ventures, Inc. - Officer - 1551 Ogden Street, Denver, CO 80218. S Corp formed for tax purposes. Not conducted during trading hours. Not investment related. Residential Real Estate Property - Owner - 1365 Clayton Street, Denver, CO 80206. Not conducted during trading hours. Not investment related. Property Manager - 1557 Ogden Street, Denver, CO 80218. Property manager for small office building. Not conducted during trading hours. Not Investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Eric Alexander Duncan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 23, 2016 - Present
MOLONEY SECURITIES ASSET MANAGEMENT LLC
Office #1: 1551 Ogden Street, Denver, CO 80218RIA
CRD#: 282448
Denver, CO
Current
April 20, 2004 - Present
MOLONEY SECURITIES CO., INC.
Office #1: 1551 Ogden Street, Denver, CO 80218BD
CRD#: 38535
Denver, CO
Past
March 17, 2016 - December 31, 2016
MOLONEY INVESTMENT ADVISORY LLC
RIA
CRD#: 282140
DENVER, CO
Past
February 20, 2013 - April 27, 2016
MOLONEY SECURITIES CO., INC.
RIA
CRD#: 38535
Denver, CO
Past
May 24, 2002 - September 10, 2002
E*TRADE ADVISORY SERVICES, INC.
RIA
CRD#: 111178
SUPERIOR, CO
Past
January 31, 2002 - November 11, 2002
E*TRADE SECURITIES LLC
BD
CRD#: 29106
JERSEY CITY, NJ
Past
August 9, 2001 - November 1, 2001
QUICK & REILLY, INC.
BD
CRD#: 11217
NEW YORK, NY
Past
April 26, 2000 - April 13, 2001
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BD
CRD#: 793
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MS
MOLONEY SECURITIES ASSET MANAGEMENT LLC
ADVANCED FINANCIAL SOLUTIONS LLC | WESTPORT ADVISORY GROUP, LLC | WARREN FINANCIAL SERVICES | VANCE CAPITAL MANAGEMENT, LLC | TEAM DUNCAN FINANCIAL | SYNERGISTIC FINANCIAL CENTER | SUGAR CREEK ADVISORY GROUP | ST. LOUIS ASSET MANAGEMENT | ST. CROIX CAPITAL MANAGEMENT | SENTINEL WEALTH MANAGEMENT | SALISH WEALTH MANAGEMENT | RUSSELL WEALTH MANAGEMENT | ROYAL ROUTE COMPANY, LLC | PLANNED INVESTMENT COMPANY, INC. | NYE INVESTMENT PLANNERS, INC. | NMG FINANCIAL SERVICES | NETSTREET BROKERAGE | MOLONEY SECURITIES ASSET MANAGEMENT LLC | MINNESOTA VALLEY INVESTMENTS | LITTLEWOOD FINANCIAL SERVICES, LLC | LILLEBERG FINANCIAL GROUP | KEKERIS FINANCIAL GROUP | JCL CAPITAL MANAGEMENT, LLC | INVESTMENT CENTER OF GREENVILLE | INVESTMENT CENTER OF ESTES PARK, INC. | HERITAGE INVESTMENT MANAGEMENT, LLP | GRAND GLAIZE WEALTH MANAGEMENT | CP WEALTH | CHRISTIANSON FINANCIAL ADVISORS LLC | BRIDGES FINANCIAL | ASSET ALLIANCE FINANCIAL WEALTH MANAGEMENT AND PLANNING | ARTISAN ASSET MANAGEMENT, LLC | ARLINGTON FINANCIAL SERVICES
CRD#: 282448 / SEC#: 801-107149
RIA
Registered Investment Advisory firm - (12/31/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(8/28/2017)
RR
Arizona(6/14/2016)
RR
California(4/20/2004)
RR
Colorado(4/20/2004)
IAR
Colorado(2/23/2016)
RR
Connecticut(9/7/2017)
RR
District of Columbia(4/20/2004)
RR
Florida(4/20/2004)
RR
Idaho(7/1/2020)
RR
Illinois(3/8/2006)
RR
Indiana(1/14/2013)
RR
Iowa(9/7/2017)
RR
Kansas(9/7/2017)
RR
Michigan(1/4/2010)
RR
Minnesota(9/7/2017)
RR
Missouri(9/7/2017)
RR
New Mexico(11/19/2018)
RR
New York(4/20/2004)
RR
Oregon(9/7/2017)
RR
Pennsylvania(4/20/2004)
RR
South Carolina(12/15/2022)
RR
Texas(4/20/2004)
IAR
Texas(11/14/2019)
RR
Utah(8/13/2025)
RR
Vermont(8/28/2017)
RR
Wyoming(1/3/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MS
MOLONEY SECURITIES ASSET MANAGEMENT LLC
ADVANCED FINANCIAL SOLUTIONS LLC | WESTPORT ADVISORY GROUP, LLC | WARREN FINANCIAL SERVICES | VANCE CAPITAL MANAGEMENT, LLC | TEAM DUNCAN FINANCIAL | SYNERGISTIC FINANCIAL CENTER | SUGAR CREEK ADVISORY GROUP | ST. LOUIS ASSET MANAGEMENT | ST. CROIX CAPITAL MANAGEMENT | SENTINEL WEALTH MANAGEMENT | SALISH WEALTH MANAGEMENT | RUSSELL WEALTH MANAGEMENT | ROYAL ROUTE COMPANY, LLC | PLANNED INVESTMENT COMPANY, INC. | NYE INVESTMENT PLANNERS, INC. | NMG FINANCIAL SERVICES | NETSTREET BROKERAGE | MOLONEY SECURITIES ASSET MANAGEMENT LLC | MINNESOTA VALLEY INVESTMENTS | LITTLEWOOD FINANCIAL SERVICES, LLC | LILLEBERG FINANCIAL GROUP | KEKERIS FINANCIAL GROUP | JCL CAPITAL MANAGEMENT, LLC | INVESTMENT CENTER OF GREENVILLE | INVESTMENT CENTER OF ESTES PARK, INC. | HERITAGE INVESTMENT MANAGEMENT, LLP | GRAND GLAIZE WEALTH MANAGEMENT | CP WEALTH | CHRISTIANSON FINANCIAL ADVISORS LLC | BRIDGES FINANCIAL | ASSET ALLIANCE FINANCIAL WEALTH MANAGEMENT AND PLANNING | ARTISAN ASSET MANAGEMENT, LLC | ARLINGTON FINANCIAL SERVICES
CRD#: 282448 / SEC#: 801-107149
RIA
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Contact information
Main Address
13537 Barrett Parkway Drive, Suite 300, Manchester, MO 63021
Mailing Address
Phone number
(314) 909-0600
Established
Firm type
Fiscal year end
# of Employees
77
SEC notice filing (50 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,390 |
| AUM (Assets Under Management) | $ 1,389,405,894 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 01/14/2025 | ||
| 12/20/2023 | ||
| 12/22/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
