DS
David M. Swiderski
SEQUENT PLANNING
MARLTON, NJ 08053
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CRD#: 4167812
DS
Professional summary
David Michael Swiderski, CFP® is a registered financial advisor currently at SEQUENT PLANNING, LLC located in Marlton, New Jersey.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. David has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE AGENT THROUGH FUTURITY FIRST INSURANCE GROUP - 10/2020 TO PRESENT. INVESTMENT RELATED. DUTIES INCLUDE OFFERING INSURANCE PRODUCTS AND SERVICES TO CLIENTS AND PROSPECTS. 80 HRS/MONTH SPENT ON THIS ACTIVITY, ALL DURING NORMAL TRADING HOURS. 901 LINCOLN DR W., SUITE 304, MARLTON NJ 08053. 2) REAL ESTATE RENTAL PROPERTY - OWNER. SEPTEMBER 1986 TO PRESENT. NOT INVESTMENT RELATED. 10 HRS/MONTH SPENT ON THIS ACTIVITY, 5 HRS DURING NORMAL TRADING HOURS. DUTIES INCLUDE PROPERTY MANAGEMENT, PAY BILLS, COLLECT RENT AND PROPERTY MAINTENANCE. PROPERTY ADDRESSES INCLUDE: 337 Evergreen Ave., CHERRY HILL, NJ 08002-2376 AND 216 AVENUE W., MARLTON, NJ.
CRS (Client Relationship Summary) - RIA
Click below to view David Michael Swiderski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 4, 2023 - Present
SEQUENT PLANNING, LLC
Office #1: 901 Lincoln Drive West, Suite 304, Marlton, NJ 08053RIA
CRD#: 160381
MARLTON, NJ
Past
May 10, 2021 - February 23, 2023
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
MARLTON, NJ
Past
May 6, 2021 - February 23, 2023
SECURITIES AMERICA, INC.
BD
CRD#: 10205
MARLTON, NJ
Past
July 10, 2017 - October 28, 2020
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
CONSHOHOCKEN, PA
Past
July 10, 2017 - October 28, 2020
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
CONSHOHOCKEN, PA
Past
March 25, 2017 - July 12, 2017
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
CHERRY HILL, NJ
Past
March 25, 2017 - July 12, 2017
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
June 3, 2008 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
CHERRY HILL, NJ
Past
December 6, 2005 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
WAYNE, PA
Past
December 6, 2005 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
MARLTON, NJ
Past
December 12, 2002 - December 31, 2005
CITISTREET EQUITIES LLC
BD
CRD#: 7447
SOMERSET, NJ
Past
May 10, 2000 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
BD
CRD#: 5081
HOUSTON, TX
Past
May 10, 2000 - December 10, 2002
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SEQUENT PLANNING, LLC
ELEVUS | UNION PLANNING CENTER | SEQUENT PLANNING, LLC | FUTURITY FIRST WEALTH MANAGEMENT
CRD#: 160381 / SEC#: 801-113971
RIA
Registered Investment Advisory firm - (9/10/2018 Approved)Arizona
Registered Investment Advisory firm - (9/27/2018 Terminated)Florida
Registered Investment Advisory firm - (9/27/2018 Terminated)Iowa
Registered Investment Advisory firm - (10/1/2018 Terminated)Louisiana
Registered Investment Advisory firm - (9/27/2018 Terminated)Maryland
Registered Investment Advisory firm - (10/12/2018 Terminated)Michigan
Registered Investment Advisory firm - (9/28/2018 Terminated)Nebraska
Registered Investment Advisory firm - (9/27/2018 Terminated)Nevada
Registered Investment Advisory firm - (10/31/2018 Terminated)New Jersey
Registered Investment Advisory firm - (10/2/2018 Terminated)North Carolina
Registered Investment Advisory firm - (9/27/2018 Terminated)Ohio
Registered Investment Advisory firm - (9/27/2018 Terminated)Oregon
Registered Investment Advisory firm - (9/27/2018 Terminated)Texas
Registered Investment Advisory firm - (9/27/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(4/4/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SP
SEQUENT PLANNING, LLC
ELEVUS | UNION PLANNING CENTER | SEQUENT PLANNING, LLC | FUTURITY FIRST WEALTH MANAGEMENT
CRD#: 160381 / SEC#: 801-113971
RIA
Registered Investment Advisory firm - (9/10/2018 Approved)Arizona
Registered Investment Advisory firm - (9/27/2018 Terminated)Florida
Registered Investment Advisory firm - (9/27/2018 Terminated)Iowa
Registered Investment Advisory firm - (10/1/2018 Terminated)Louisiana
Registered Investment Advisory firm - (9/27/2018 Terminated)Maryland
Registered Investment Advisory firm - (10/12/2018 Terminated)Michigan
Registered Investment Advisory firm - (9/28/2018 Terminated)Nebraska
Registered Investment Advisory firm - (9/27/2018 Terminated)Nevada
Registered Investment Advisory firm - (10/31/2018 Terminated)New Jersey
Registered Investment Advisory firm - (10/2/2018 Terminated)North Carolina
Registered Investment Advisory firm - (9/27/2018 Terminated)Ohio
Registered Investment Advisory firm - (9/27/2018 Terminated)Oregon
Registered Investment Advisory firm - (9/27/2018 Terminated)Texas
Registered Investment Advisory firm - (9/27/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8420 West Dodge Road Suite 110, Omaha, NE 68114
Mailing Address
Phone number
(402) 953-3544
Established
Firm type
Fiscal year end
# of Employees
91
SEC notice filing (39 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,102 |
| AUM (Assets Under Management) | $ 394,657,254 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
