Timothy R. Harkleroad
Professional summary
Timothy Ryan Harkleroad, AIF®, who also goes by Tim Harkleroad, Timothy R Harkleroad, is a registered financial professional currently at VICTORY CAPITAL SERVICES, INC. located in Avon Lake, Ohio.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 2000. Timothy has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Ryan Harkleroad's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2025 - Present
VICTORY CAPITAL SERVICES, INC.
January 9, 2019 - April 1, 2025
AMUNDI DISTRIBUTOR US, INC.
June 4, 2015 - January 2, 2019
DWS DISTRIBUTORS, INC.
December 11, 2003 - May 22, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 25, 2000 - May 22, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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(8/13/2025)
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Exams
FINRA
Current Firm
VICTORY CAPITAL SERVICES, INC.
CRD#: 37059 / SEC#: , 8-47577
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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