Derek Hutnak
Professional Summary
Derek Hutnak, who also goes by Derek Matthew Hutnak, is a registered financial advisor currently at NATIONAL FINANCIAL SERVICES LLC located in Smithfield, Rhode Island. Derek is registered as a RR (Registered Representative) and started their career in finance in 2014. Derek has worked at 2 firms and has passed the Series 99TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Derek Matthew Hutnak
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Contact Information
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Disclosures on record.
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Years of Experience
12 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
NATIONAL FINANCIAL SERVICES CORPORATION | NATIONAL FINANCIAL SERVICES, LLC | NATIONAL FINANCIAL SERVICES LLC
Contact Information
Main Address
245 Summer Street Mail Zone Z2h, Boston, MA 02210Mailing Address
Two Destiny Way Mail Zone: Wg3d, Westlake, TX 76262Phone Number
(617) 563-7000Established
Delaware since 06/08/2000Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Large# of Employees
2,100FINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | — |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| MCGRAW, GERARD JOHN | DIRECTOR | 4713963 |
| PAGLIOCCO, JAMES (NMN) | DIRECTOR | 2141541 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | PRESIDENT | 1862532 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
Disclosures
Regulatory Event
47Civil Event
1Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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SRO Registrations
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SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Derek Hutnak's CRS (Customer Relationship Summary).
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