TW
Tamala G. Williams
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Atlanta, GA 30345
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CRD#: 4166303
TW
Professional summary
Tamala Glenise Williams is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Atlanta, Georgia and DUNCAN FINANCIAL PLANNING ADVISORS located in Atlanta, Georgia.
Tamala is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Tamala has worked at 9 firms and has passed the Series 65, Series 66, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1-CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20 HR/WK -20/TRADING. 12/01/15. 2-TAMALA WILLIAMS, INDEPENDENT INSURANCE AGENT, 2800 SHOLLOWFORD RD, STE A, ATLANTA, GA, 5/2010 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2/MO - 0/TRADING. 3.TAMALA WILLIAMS & ASSOCIATES, 3527 MOUNT VERNON CIR, ATLANTA, GA, 3/2016 AS PRESIDENT/OWNER OF S-CORP FOR LIABILITY PURPOSES. NIR - 5/MO - 0/TRADING. 4. CERTIFIED FINANCIAL PLANNER, 2302 Parklake Drive, Suite 368, Atlanta GA 30345, 01/2023, Practitioner, Uphold the CFP Boards initiatives that support excellence, competence and ethics financial planning., INV REL, 180 HR/MO, 180 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Tamala Glenise Williams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 2, 2015 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 2302 Parklake Dr Ne, Suite 368, Atlanta, GA 30345RIA
CRD#: 134139
Atlanta, GA
Current
December 14, 2020 - Present
DUNCAN FINANCIAL PLANNING ADVISORS
Office #1: 2800 Shallowford Rd. Ne Ste. A, Atlanta, GA 30341RIA
CRD#: 309454
ATLANTA, GA
Current
December 1, 2015 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 2302 Parklake Dr Ne, Suite 368, Atlanta, GA 30345BD
CRD#: 39543
Atlanta, GA
Past
November 5, 2012 - December 3, 2015
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
WOODSTOCK, GA
Past
May 29, 2012 - December 3, 2015
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
ATLANTA, GA
Past
January 8, 2007 - May 15, 2012
TRIAD ADVISORS LLC
BD
CRD#: 25803
ATLANTA, GA
Past
June 30, 2005 - October 30, 2006
SECURITIES NETWORK LLC
BD
CRD#: 133785
NORCROSS, GA
Past
June 14, 2001 - June 16, 2004
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
December 20, 2000 - March 29, 2001
E*TRADE SECURITIES LLC
BD
CRD#: 29106
JERSEY CITY, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/4/2016)
RR
Arizona(1/3/2022)
RR
Arkansas(1/2/2025)
RR
California(3/3/2023)
RR
Florida(1/4/2016)
RR
Georgia(12/1/2015)
IAR
Georgia(12/2/2015)
RR
Indiana(2/9/2017)
RR
Massachusetts(8/7/2025)
RR
Michigan(9/15/2020)
RR
Mississippi(7/24/2020)
RR
North Carolina(1/5/2016)
RR
South Carolina(1/4/2016)
RR
Tennessee(9/3/2025)
RR
Texas(4/26/2016)
IAR
Texas(4/29/2016)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
