GO
Gavin C. O'toole
STRATEGIC ADVISERS LLC
CHARLESTON, SC
Some features on this profile are disabled
CRD#: 4166293
GO
Professional summary
Gavin Christopher O'toole, who also goes by Gavin Christopher O'toole, Gavin Christopher Otoole, Gavin Otoole, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Charleston, South Carolina and FIDELITY BROKERAGE SERVICES LLC located in Mount Pleasant, South Carolina.
Gavin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Gavin has worked at 7 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gavin Christopher O'toole | Gavin Christopher Otoole | Gavin Otoole
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Gavin Christopher O'toole's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 3, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 75 Port City Landing Suite 410, Mount Pleasant, SC 29464RIA
CRD#: 104555
CHARLESTON, SC
Current
March 10, 2025 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 75 Port City Landing Suite 410, Mount Pleasant, SC 29464BD
CRD#: 7784
Mount Pleasant, SC
Past
December 21, 2023 - January 6, 2025
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
BOSTON, MA
Past
January 8, 2014 - July 23, 2014
PYRAMIS DISTRIBUTORS CORPORATION LLC
BD
CRD#: 146430
BOSTON, MA
Past
September 10, 2012 - July 24, 2014
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
BOSTON, MA
Past
September 29, 2006 - July 12, 2012
BLACKROCK INVESTMENTS, LLC
BD
CRD#: 38642
BOSTON, MA
Past
June 30, 2004 - September 29, 2006
STATE STREET RESEARCH INVESTMENT SERVICES, INC.
BD
CRD#: 17580
BOSTON, MA
Past
October 15, 2001 - June 10, 2004
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
BD
CRD#: 487
CHARLOTTE, NC
Past
June 28, 2000 - August 13, 2001
FEDERATED SECURITIES CORP.
BD
CRD#: 5009
PITTSBURGH, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/25/2025)
RR
Alaska(3/25/2025)
RR
Arizona(3/25/2025)
RR
Arkansas(3/25/2025)
RR
California(3/25/2025)
RR
Colorado(3/25/2025)
RR
Connecticut(3/25/2025)
RR
Delaware(3/25/2025)
RR
District of Columbia(3/25/2025)
RR
Florida(3/25/2025)
RR
Georgia(3/25/2025)
RR
Hawaii(3/25/2025)
RR
Idaho(3/25/2025)
RR
Illinois(3/25/2025)
RR
Indiana(3/25/2025)
RR
Iowa(3/25/2025)
RR
Kansas(3/25/2025)
RR
Kentucky(3/25/2025)
RR
Louisiana(3/25/2025)
RR
Maine(3/25/2025)
RR
Maryland(3/25/2025)
RR
Massachusetts(3/25/2025)
RR
Michigan(3/25/2025)
RR
Minnesota(3/25/2025)
RR
Mississippi(3/25/2025)
RR
Missouri(3/25/2025)
RR
Montana(3/25/2025)
RR
Nebraska(3/25/2025)
RR
Nevada(3/25/2025)
RR
New Hampshire(3/25/2025)
RR
New Jersey(3/25/2025)
RR
New Mexico(3/25/2025)
RR
New York(3/25/2025)
RR
North Carolina(3/25/2025)
RR
North Dakota(3/25/2025)
RR
Ohio(3/26/2025)
RR
Oklahoma(3/25/2025)
RR
Oregon(3/25/2025)
RR
Pennsylvania(3/25/2025)
RR
Puerto Rico(3/25/2025)
RR
Rhode Island(3/25/2025)
RR
South Carolina(3/21/2025)
IAR
South Carolina(4/3/2025)
RR
South Dakota(3/25/2025)
RR
Tennessee(3/25/2025)
RR
Texas(3/25/2025)
IAR
Texas(4/3/2025)
RR
Utah(3/25/2025)
RR
Vermont(3/25/2025)
RR
Virgin Islands(3/25/2025)
RR
Virginia(3/25/2025)
RR
Washington(3/25/2025)
RR
West Virginia(3/25/2025)
RR
Wisconsin(3/25/2025)
RR
Wyoming(3/25/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/10/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
