Patrick M. Quinn

LUCID CAPITAL MARKETS

New York, NY 10006

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CRD#: 4165532

Professional summary

Patrick Martin Quinn, who also goes by Patrick M Quinn, Patrick M. Quinn, Patrick Martin Quinn, Patrick Quinn, is a registered financial professional currently at LUCID CAPITAL MARKETS, LLC located in New York, New York.

Patrick is registered as a RR (Registered Representative) and started their career in finance in 2000. Patrick has worked at 13 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Patrick M Quinn | Patrick M. Quinn | Patrick Martin Quinn | Patrick Quinn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrick Martin Quinn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 21, 2025 - Present

LUCID CAPITAL MARKETS, LLC

Office #1: One Liberty Plaza 7th Floor, Suite 701, New York, NY 10006

CRD#: 140345

New York, NY

Past

April 1, 2025 - June 16, 2025

SCOTIA CAPITAL (USA) INC.

CRD#: 2739

NEW YORK, NY

Past

August 16, 2024 - March 13, 2025

PAULSON INVESTMENT COMPANY LLC

CRD#: 5670

NEW YORK, NY

Past

November 20, 2023 - April 9, 2024

ANOS CAPITAL, LLC

CRD#: 284714

NEW YORK, NY

Past

April 26, 2023 - October 10, 2023

PAULSON INVESTMENT COMPANY LLC

CRD#: 5670

NEW YORK, NY

Past

November 17, 2020 - February 11, 2022

MAXIM GROUP LLC

CRD#: 120708

Stamford, CT

Past

January 3, 2017 - December 14, 2020

CANACCORD GENUITY LLC

CRD#: 1020

NEW YORK, NY

Past

August 6, 2014 - August 5, 2016

GUGGENHEIM SECURITIES, LLC

CRD#: 40638

NEW YORK, NY

Past

February 11, 2014 - June 18, 2014

CRT CAPITAL GROUP LLC

CRD#: 28830

STAMFORD, CT

Past

June 18, 2009 - January 8, 2014

SUSQUEHANNA FINANCIAL GROUP, LLLP

CRD#: 35865

NEW YORK, NY

Past

August 18, 2003 - June 22, 2009

THOMAS WEISEL PARTNERS LLC

CRD#: 46237

SAN FRANCISCO, CA

Past

June 4, 2002 - August 13, 2003

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

March 1, 2002 - April 11, 2002

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Past

April 30, 2001 - March 1, 2002

ABN AMRO SECURITIES LLC

CRD#: 6540

NEW YORK, NY

Past

May 24, 2000 - April 30, 2001

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(9/14/2025)

Exams

State Security Law Exam

Series 63

Date: 6/16/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 7/31/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 5/23/2000

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

LUCID CAPITAL MARKETS, LLC

CRD#: 140345 / SEC#: , 8-67305

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

New York Stock Exchange 11 Wall Street Pod-p, New York, NY 10005

Mailing Address

C/o Accounting & Compliance International 199 Water Street 9th Floor, New York, NY, 10038

Phone number

(212) 306-2700

Established

New York since 06/15/2015

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (25 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
GI4 HOLDINGS, LLC	SOLE PROPRIETOR
IANNONE, JOHN VINCENT JR.	CHIEF FINANCIAL OFFICER AND OPERATIONS PRINCIPAL	1616912
SHAPIRO, ANDREW JAY	CHIEF COMPLIANCE OFFICER	1104658
TANIOS, FADY	CEO	4213894
YANNOTTI, ALEXANDER ANTHONY	FINANCIAL OPERATIONS PRINCIPAL	1333893

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patrick M. Quinn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrick Martin Quinn's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCOTIA CAPITAL (USA) INC.

PAULSON INVESTMENT COMPANY LLC

ANOS CAPITAL, LLC

PAULSON INVESTMENT COMPANY LLC

MAXIM GROUP LLC

CANACCORD GENUITY LLC

GUGGENHEIM SECURITIES, LLC

CRT CAPITAL GROUP LLC

SUSQUEHANNA FINANCIAL GROUP, LLLP

THOMAS WEISEL PARTNERS LLC

MORGAN STANLEY & CO. LLC

ABN AMRO INCORPORATED

ABN AMRO SECURITIES LLC

ABN AMRO INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 6/16/2001

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 7/31/2001

Series 7

Date: 5/23/2000

FINRA

NYSE American LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

LUCID CAPITAL MARKETS, LLC

Contact information

FINRA licenses (25 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LUCID CAPITAL MARKETS, LLC

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