PM
Peter A. Marshall
THE MARSHALL FINANCIAL GROUP LLC
HUNT VALLEY, MD 21031
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CRD#: 4165191
PM
Professional summary
Peter Andrew Marshall, who also goes by Peter A Marshall, is a registered financial advisor currently at THE MARSHALL FINANCIAL GROUP LLC located in Hunt Valley, Maryland and PURSHE KAPLAN STERLING INVESTMENTS located in Hunt Valley, Maryland.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Peter has worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Peter A Marshall
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) The Marshall Financial Group, LLC - At registered location - Private Corp - RIA. - IAR - 9/29/2005 - More than 50% of the time during trading hours - Using the help of TDA Compliance I will be responsible for filing for my own licenses and be more accountable for compliance issues - Investment Related******** 2) PKS Financial - Investment related - 80 State Street, Albany NY 12207 - Fixed/traditional insurance sales - Agent - 1 hour a month - 1 security hour a month - Sales of fixed/traditional insurance
CRS (Client Relationship Summary) - RIA
Click below to view Peter Andrew Marshall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 14, 2008 - Present
THE MARSHALL FINANCIAL GROUP LLC
Office #1: 225 Schilling Circle Suite 295, Hunt Valley, MD 21031RIA
CRD#: 146362
HUNT VALLEY, MD
Current
August 14, 2020 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 225 Schilling Circle Suite 295, Hunt Valley, MD 21031BD
CRD#: 35747
Hunt Valley, MD
Past
September 19, 2022 - January 23, 2024
AMERICAN FINANCIAL MANAGEMENT, LTD.
RIA
CRD#: 111016
OWINGS MILLS, MD
Past
March 13, 2018 - August 14, 2020
SSN ADVISORY, INC.
RIA
CRD#: 126090
HUNT VALLEY, MD
Past
December 15, 2005 - July 31, 2008
SSN ADVISORY, INC.
RIA
CRD#: 126090
BALTIMORE, MD
Past
September 29, 2005 - August 14, 2020
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
HUNT VALLEY, MD
Past
May 3, 2000 - September 30, 2005
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
May 3, 2000 - September 30, 2005
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TM
THE MARSHALL FINANCIAL GROUP LLC
FIDUCIARY FIRST ADVISORS | THE MARSHALL FINANCIAL GROUP LLC
CRD#: 146362 / SEC#: 801-117820
RIA
Registered Investment Advisory firm - (12/18/2019 Approved)Florida
Registered Investment Advisory firm - (2/11/2020 Terminated)Maryland
Registered Investment Advisory firm - (2/11/2020 Terminated)New Jersey
Registered Investment Advisory firm - (3/18/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - (2/14/2020 Terminated)Texas
Registered Investment Advisory firm - (2/11/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(10/4/2023)
RR
California(8/14/2020)
RR
Colorado(10/16/2021)
IAR
Colorado(11/20/2023)
RR
Connecticut(8/14/2020)
RR
Delaware(8/14/2020)
RR
District of Columbia(8/14/2020)
RR
Florida(8/14/2020)
RR
Georgia(8/14/2020)
RR
Idaho(9/30/2025)
RR
Illinois(8/14/2020)
RR
Iowa(9/30/2025)
IAR
Maryland(5/14/2008)
RR
Maryland(8/14/2020)
RR
Massachusetts(8/14/2020)
RR
Michigan(9/30/2025)
IAR
Minnesota(10/26/2022)
RR
New Hampshire(8/14/2020)
RR
New Jersey(8/14/2020)
RR
New Mexico(9/30/2025)
RR
New York(8/14/2020)
RR
North Carolina(8/14/2020)
RR
Ohio(9/30/2025)
RR
Oregon(9/30/2025)
RR
Pennsylvania(8/14/2020)
RR
Rhode Island(9/30/2025)
RR
South Carolina(9/30/2025)
IAR
Texas(4/25/2017)
RR
Texas(5/22/2024)
RR
Vermont(8/19/2020)
RR
Virginia(8/19/2020)
RR
Washington(10/4/2023)
RR
West Virginia(10/16/2021)
RR
Wisconsin(5/22/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TM
THE MARSHALL FINANCIAL GROUP LLC
FIDUCIARY FIRST ADVISORS | THE MARSHALL FINANCIAL GROUP LLC
CRD#: 146362 / SEC#: 801-117820
RIA
Registered Investment Advisory firm - (12/18/2019 Approved)Florida
Registered Investment Advisory firm - (2/11/2020 Terminated)Maryland
Registered Investment Advisory firm - (2/11/2020 Terminated)New Jersey
Registered Investment Advisory firm - (3/18/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - (2/14/2020 Terminated)Texas
Registered Investment Advisory firm - (2/11/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
225 Schilling Circle Suite 295, Hunt Valley, MD 21031
Mailing Address
Phone number
(410) 563-1190
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,449 |
| AUM (Assets Under Management) | $ 593,043,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 07/24/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THE MARSHALL FINANCIAL GROUP LLC
CRD#: 146362Hunt Valley, MD 21031TRUST BUT VERIFY
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