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AA

Angelo L. Abbenante

Some features on this profile are disabled
CRD#: 4164837
AA

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Angelo Louigi Abbenante was a registered financial professional .

Angelo is a previously registered financial professional and started their career in finance in 2000. Angelo had worked at 11 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 9, 2011 - June 17, 2011

WHITE PACIFIC SECURITIES, INC.

BD
CRD#: 42505
SAN FRANCISCO, CA
Past

June 12, 2009 - January 25, 2011

PROTRADE SECURITIES, LLC

BD
CRD#: 149536
CARMEL, NY
Past

January 16, 2009 - April 17, 2009

SPEEDTRADER, INC

BD
CRD#: 107403
WEST PALM BEACH, FL
Past

October 12, 2007 - April 21, 2008

TALLEY & COMPANY

BD
CRD#: 29203
NEWPORT BEACH, CA
Past

June 19, 2007 - October 12, 2007

AIS FINANCIAL, INC.

BD
CRD#: 41462
WESTLAKE VILLAGE, CA
Past

April 23, 2007 - June 1, 2007

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
BOSTON, MA
Past

October 19, 2006 - March 23, 2007

OPUS TRADING FUND LLC

BD
CRD#: 125204
JERICHO, NY
Past

March 31, 2005 - October 4, 2006

GENESIS SECURITIES, LLC

BD
CRD#: 46992
NEW YORK, NY
Past

May 19, 2003 - June 23, 2003

LIGHTSPEED PROFESSIONAL TRADING LLC

BD
CRD#: 39293
NEW YORK, NY
Past

July 18, 2001 - June 27, 2002

DOMESTIC SECURITIES, INC.

BD
CRD#: 34721
MONTVALE, NJ
Past

June 27, 2000 - January 22, 2001

1ST DISCOUNT BROKERAGE, INC.

BD
CRD#: 39164
LAKE WORTH, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/22/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 55
Date: 11/22/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 5/19/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/4/2001
General Securities Principal Examination

Current Firm

WP
WHITE PACIFIC SECURITIES, INC.
STAR TRADERS, INC. | WHITE PACIFIC SECURITIES, INC.

CRD#: 42505 / SEC#: , 8-49936

BD
Terminated by SEC on 05/04/2012
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Contact information

Main Address
Mailing Address
Phone number
Established
Nevada since 12/13/1996
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
MANDARIN HOLDINGS GROUP, INC.PASSIVE INVESTOR HOLDING COMPANY
ANGLE, ROBERT THOMSONPRESIDENT/CEO811495
QUINTERO, ARTHUR MANLIOCCO, FINOP1676250
SMALL, AARON DOUGLASOPERATIONS MANAGER3064188

Disclosures

Regulatory Event7
Arbitration4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WHITE PACIFIC SECURITIES, INC.

CRD#: 42505

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