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Robert Thomson Angle

CRD# 811495·Registered 1975 - 2013
Barred: Robert Thomson Angle was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Robert Thomson Angle was a registered financial advisor. Robert was a previously registered financial advisor and started their career in finance 1975 - 2013. Robert had worked at 11 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

51 years in the financial services industry

Current & Past Employments

MANDARIN PACIFIC ASSET MANAGEMENT, LLC·CRD# 145768
RIA
San Francisco, CA
March 11, 2008 - October 7, 2013
WHITE PACIFIC SECURITIES, INC.·CRD# 42505
BD
San Francisco, CA
April 21, 2004 - March 7, 2012
ACUMENT SECURITIES, INC.·CRD# 7661
BD
San Francisco, CA
October 21, 2002 - February 7, 2003
1ST DISCOUNT BROKERAGE, INC.·CRD# 39164
BD
Lake Worth, FL
August 21, 2002 - August 22, 2002
WILSON INSTITUTIONAL SECURITIES, INC.·CRD# 30553
BD
New York, NY
September 8, 1992 - May 13, 1993
LOMBARD INSTITUTIONAL BROKERAGE INC.·CRD# 18991
BD
July 13, 1992 - July 15, 1992
ACUMENT SECURITIES, INC.·CRD# 7661
BD
San Francisco, CA
May 8, 1990 - August 21, 2002
FIRST AMERICA EQUITIES CORP.·CRD# 7652
BD
April 5, 1990 - May 18, 1990
WELLS FARGO SECURITIES, LLC·CRD# 7665
BD
San Francisco, CA
December 15, 1988 - September 20, 1989
MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED·CRD# 595
BD
October 4, 1983 - May 19, 1988
DAVIS, SKAGGS & CO., INC.·CRD# 208
BD
August 8, 1978 - October 4, 1983
REYNOLDS SECURITIES, INC.·CRD# 712
BD
August 21, 1975 - April 11, 1977

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Current Firm

MP
MANDARIN PACIFIC ASSET MANAGEMENT, LLC

MANDARIN PACIFIC ASSET MANAGEMENT, LLC

CRD#: 145768

Contact Information

Main Address

1001 Bridgeway 418, Sausalito, CA 94965

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1983About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1975About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 1991About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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