James C. Stevenson

FHN FINANCIAL SECURITIES

Little Rock, AR 72211

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CRD#: 4164805

Professional summary

James Craig Stevenson II, who also goes by Craig Stevenson, is a registered financial professional currently at FHN FINANCIAL SECURITIES CORP. located in Little Rock, Arkansas.

James is registered as a RR (Registered Representative) and started their career in finance in 2000. James has worked at 8 firms and has passed the Series 66, Series 52TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Craig Stevenson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Craig Stevenson II's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 1, 2017 - Present

FHN FINANCIAL SECURITIES CORP.

Office #1: 900 S. Shackleford, Suite 300, Little Rock, AR 72211

CRD#: 46346

Little Rock, AR

Past

March 25, 2011 - April 1, 2017

COASTAL SECURITIES, INC.

CRD#: 27834

LITTLE ROCK, AR

Past

January 4, 2011 - March 23, 2011

CALTON & ASSOCIATES, INC.

CRD#: 20999

LITTLE ROCK, AR

Past

January 14, 2008 - August 18, 2010

VINING-SPARKS IBG, LLC

CRD#: 27502

LITTLE ROCK, AR

Past

May 3, 2001 - December 20, 2007

BOK FINANCIAL SECURITIES, INC.

CRD#: 17530

LITTLE ROCK, AR

Past

January 24, 2001 - April 10, 2001

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

May 25, 2000 - December 6, 2000

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

May 25, 2000 - December 6, 2000

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(10/18/2024)

Arkansas
(4/3/2017)

California
(11/21/2023)

Florida
(5/22/2019)

Georgia
(10/18/2024)

Illinois
(1/2/2020)

Indiana
(5/22/2019)

Kentucky
(10/30/2025)

Maryland
(1/2/2020)

Massachusetts
(4/22/2020)

Montana
(5/21/2019)

Nevada
(12/17/2024)

New Jersey
(10/18/2024)

North Carolina
(5/7/2019)

Pennsylvania
(9/11/2024)

Texas
(1/2/2020)

Utah
(7/26/2023)

Virginia
(5/22/2019)

Wisconsin
(2/8/2024)

Exams

State Security Law Exam

IAR

Series 66

Date: 6/9/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 52TO

Date: 7/24/2025

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/24/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FHN FINANCIAL SECURITIES CORP.

FHN FINANCIAL SECURITIES CORP. | MIDWEST RESEARCH FIRST TENNESSEE SECURITIES CORP. | FTN FINANCIAL SECURITIES CORP | FIRST TENNESSEE SECURITIES CORPORATION | FIRST TENNESSEE SECURITIES CORP.

CRD#: 46346 / SEC#: , 8-51393

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

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Contact information

Main Address

1000 Ridgeway Loop Road Suite 200, Memphis, TN 38120

Mailing Address

1000 Ridgeway Loop Road Suite 200, Memphis, TN 38120

Phone number

(901) 435-8080

Established

Tennessee since 10/30/1998

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FIRST HORIZON BANK	SHAREHOLDER
BUCK, WILLIAM JAMES II	PRINCIPAL OPERATING OFFICER	3129662
DABROWSKI, MARK GERARD	CHIEF COMPLIANCE OFFICER	2065647
GRIFFIN, MARK DANIEL	SVP, RISK CONTROL MANAGER	7462222
JACKSON, JEFF BRIAN	SVP/ TRADING MANAGER	2777631
RITCHESON, DONALD ALLEN	PRINCIPAL FINANCIAL OFFICER / CFO	2360009
ROMANOW, TIMOTHY MARK	PRESIDENT/CEO	2533445
WADDELL, MICHAEL KNOX	EVP, DIRECTOR / CHIEF ADMINISTRATIVE OFFICER/SECRETARY	5657529

Disclosures

Regulatory Event	7
Arbitration	1

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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James C. Stevenson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Craig Stevenson II's CRS (Customer Relationship Summary).

Certified licenses

Experience

COASTAL SECURITIES, INC.

CALTON & ASSOCIATES, INC.

VINING-SPARKS IBG, LLC

BOK FINANCIAL SECURITIES, INC.

TD AMERITRADE, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/9/2000

Series 52TO

Date: 7/24/2025

SIE

Date: 10/1/2018

Series 7

Date: 5/24/2000

FINRA

Current Firm

FHN FINANCIAL SECURITIES CORP.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FHN FINANCIAL SECURITIES CORP.

TRUST BUT VERIFY

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