Catherine M. Mcnulty
Professional summary
Catherine Mary Mcnulty, who also goes by Catherine M Mcnulty, Catherine Mary Mcnulty, is a registered financial professional currently at BLACKSTONE SECURITIES PARTNERS L.P. located in New York, New York.
Catherine is registered as a RR (Registered Representative) and started their career in finance in 2000. Catherine has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Catherine Mary Mcnulty's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 11, 2018 - Present
BLACKSTONE SECURITIES PARTNERS L.P.
Office #1: 601 Lexington Avenue, New York, NY 10022June 30, 2014 - May 1, 2018
MORGAN STANLEY DISTRIBUTION, INC.
September 2, 2011 - June 9, 2014
DWS DISTRIBUTORS, INC.
December 15, 2009 - January 24, 2011
FRANKLIN DISTRIBUTORS, LLC
November 21, 2006 - November 18, 2009
MORGAN STANLEY DISTRIBUTION, INC.
January 12, 2005 - January 13, 2006
MORGAN STANLEY DW INC.
April 15, 2004 - May 7, 2004
TD AMERITRADE, INC.
October 15, 2001 - April 14, 2004
GUARDIAN INVESTOR SERVICES LLC
May 15, 2000 - April 10, 2001
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/11/2018)
Exams
FINRA
Current Firm
BLACKSTONE SECURITIES PARTNERS L.P.
CRD#: 17917 / SEC#: , 8-35941
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACKSTONE GROUP HOLDINGS L.P. | LIMITED PARTNER | |
| BALLAS, ZACHARY | DESIGNATED PRINCIPAL | 6563232 |
| BLACKSTONE ADVISORY SERVICES L.L.C. | GENERAL PARTNER | |
| DEROSE, ANTHONY | CHIEF COMPLIANCE OFFICER | 5553578 |
| PAYNE, DAVID BRYAN | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, FINOP | 4984877 |
| SCHWARZMAN, STEPHEN ALLEN | CHAIRMAN & CEO | 861435 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
