Scott M. Lepa

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CRD#: 4164181

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Scott Michael Lepa was a registered financial professional .

Scott is a previously registered financial professional and started their career in finance in 2000. Scott had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 20, 2025 - September 30, 2025

PRASAD WEALTH PARTNERS

RIA

CRD#: 332507

INDEPENDENCE, OH

Past

October 8, 2024 - February 24, 2025

CERITY PARTNERS RETIREMENT PLAN CONSULTANTS

RIA

CRD#: 164198

CLEVELAND, OH

Past

August 26, 2024 - February 24, 2025

CERITY PARTNERS LLC

RIA

CRD#: 151559

CLEVELAND, OH

Past

May 13, 2022 - February 29, 2024

ONESEVEN

RIA

CRD#: 283087

BEACHWOOD, OH

Past

July 14, 2017 - June 9, 2022

MGO INVESTMENT ADVISORS INC.

RIA

CRD#: 109884

BEACHWOOD, OH

Past

July 24, 2000 - February 28, 2024

MGO SECURITIES CORP.

CRD#: 37584

CLEVELAND, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRASAD WEALTH PARTNERS

PRASAD WEALTH PARTNERS | PRASAD WEALTH PARTNERS, LLC

CRD#: 332507 / SEC#: 801-130984

RIA

Registered Investment Advisory firm - (8/29/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/12/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/6/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/21/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PRASAD WEALTH PARTNERS

PRASAD WEALTH PARTNERS | PRASAD WEALTH PARTNERS, LLC

CRD#: 332507 / SEC#: 801-130984

RIA

Registered Investment Advisory firm - (8/29/2024 Approved)

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Contact information

Main Address

6050 Oak Tree Blvd. Suite 100, Independence, OH 44131

Mailing Address

Phone number

(216) 313-9999

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PRASAD WEALTH PARTNERS ADV PART 2A 03-26-2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,869
AUM (Assets Under Management)	$ 485,982,385

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott M. Lepa

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CERITY PARTNERS RETIREMENT PLAN CONSULTANTS

CERITY PARTNERS LLC

ONESEVEN

MGO INVESTMENT ADVISORS INC.

MGO SECURITIES CORP.

Primary Firm SEC Registration

PRASAD WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 63

Date: 1/12/2001

SIE

Date: 10/1/2018

Series 7

Date: 9/6/2001

Series 6

Date: 7/21/2000

Current Firm

PRASAD WEALTH PARTNERS

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRASAD WEALTH PARTNERS

TRUST BUT VERIFY

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