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DS

David K. Seitzer

BROOKSTONE WEALTH ADVISORS
Littleton, CO
Some features on this profile are disabled
CRD#: 4163570
DS

Professional summary

David Kevin Seitzer, who also goes by David K. Seitzer, is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Littleton, Colorado.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. David has worked at 9 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

David K. Seitzer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Kevin Seitzer's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 2, 2026 - Present

BROOKSTONE WEALTH ADVISORS, LLC

RIA
CRD#: 137658
Littleton, CO
Past

October 27, 2025 - January 26, 2026

ROOTED WEALTH ADVISORS

RIA
CRD#: 313759
Denver, CO
Past

February 9, 2023 - October 17, 2025

BROOKSTONE WEALTH ADVISORS, LLC

RIA
CRD#: 137658
Littleton, CO
Past

August 1, 2022 - November 17, 2022

FOUNDATIONS INVESTMENT ADVISORS LLC

RIA
CRD#: 175083
Travelers Rest, SC
Past

July 26, 2022 - October 27, 2022

ALLOY INVESTMENT MANAGEMENT

RIA
CRD#: 306227
GREENVILLE, SC
Past

October 14, 2020 - April 19, 2021

SIMPLICITY WEALTH

RIA
CRD#: 300572
Apollo Beach, FL
Past

December 14, 2018 - September 28, 2020

CENTER STREET ADVISORS, INC.

RIA
CRD#: 169329
ST PETERS, MO
Past

June 18, 2015 - December 14, 2018

ALPHASTAR CAPITAL MANAGEMENT

RIA
CRD#: 157423
St. Louis, MO
Past

April 2, 2015 - June 10, 2015

CENTER STREET ADVISORS, INC.

RIA
CRD#: 169329
ST CHARLES, MO
Past

July 3, 2013 - April 2, 2015

ALPHASTAR CAPITAL MANAGEMENT

RIA
CRD#: 157423
ST. CHARLES, MO
Past

November 11, 2003 - March 30, 2004

UNITED HERITAGE FINANCIAL SERVICES, INC.

BD
CRD#: 35316
MERIDIAN, ID
Past

May 3, 2000 - August 14, 2001

AMERICAN GENERAL EQUITY SERVICES CORPORATION

BD
CRD#: 5435
HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES

CRD#: 137658 / SEC#: 801-67628

RIA
Registered Investment Advisory firm - (3/16/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(2/2/2026)
IAR
Missouri
(2/2/2026)
IAR
South Carolina
(2/2/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/12/2013
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/28/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6
Date: 5/2/2000
Investment Company Products/Variable Contracts Representative Examination

Current Firm

BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES

CRD#: 137658 / SEC#: 801-67628

RIA
Registered Investment Advisory firm - (3/16/2007 Approved)
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Contact information

Main Address
1745 S Naperville Rd Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
244

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

RWA ADV 2A (7/30/2025)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658Littleton, CO

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