David K. Seitzer

ROOTED WEALTH ADVISORS

Denver, CO 80237

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CRD#: 4163570

Professional summary

David Kevin Seitzer, who also goes by David K. Seitzer, is a registered financial advisor currently at ROOTED WEALTH ADVISORS located in Denver, Colorado.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. David has worked at 9 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David K. Seitzer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance Sales with Rooted Wealth Advisors in Bourbonnais, IL. Upstate Senior Placement; Non-investment related; 451 Haywood Rd., Greenville, SC 29617; Match seniors seeking assisted living and memory care with care communities to move into for care; Owner; 08/26/24; 20 hrs./mo. during trading hours Front Porch Housing; Not investment related; 1433 Cleveland Ave., Greenville, SC 29607; Interview and enroll applicants into transitional housing; care Coordinator; 1/8/25; 40 hrs.mo. Independent contactor hourly charge for services

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Kevin Seitzer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 27, 2025 - Present

ROOTED WEALTH ADVISORS

Office #1: 4600 South Syracuse Suite 948, Denver, CO 80237

RIA

CRD#: 313759

Denver, CO

Past

February 9, 2023 - October 17, 2025

BROOKSTONE WEALTH ADVISORS, LLC

RIA

CRD#: 137658

Littleton, CO

Past

August 1, 2022 - November 17, 2022

FOUNDATIONS INVESTMENT ADVISORS LLC

RIA

CRD#: 175083

Travelers Rest, SC

Past

July 26, 2022 - October 27, 2022

ALLOY INVESTMENT MANAGEMENT

RIA

CRD#: 306227

GREENVILLE, SC

Past

October 14, 2020 - April 19, 2021

SIMPLICITY WEALTH

RIA

CRD#: 300572

Apollo Beach, FL

Past

December 14, 2018 - September 28, 2020

CENTER STREET ADVISORS, INC.

RIA

CRD#: 169329

ST PETERS, MO

Past

June 18, 2015 - December 14, 2018

ALPHASTAR CAPITAL MANAGEMENT

RIA

CRD#: 157423

St. Louis, MO

Past

April 2, 2015 - June 10, 2015

CENTER STREET ADVISORS, INC.

RIA

CRD#: 169329

ST CHARLES, MO

Past

July 3, 2013 - April 2, 2015

ALPHASTAR CAPITAL MANAGEMENT

RIA

CRD#: 157423

ST. CHARLES, MO

Past

November 11, 2003 - March 30, 2004

UNITED HERITAGE FINANCIAL SERVICES, INC.

CRD#: 35316

MERIDIAN, ID

Past

May 3, 2000 - August 14, 2001

AMERICAN GENERAL EQUITY SERVICES CORPORATION

CRD#: 5435

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROOTED WEALTH ADVISORS

ROOTED WEALTH ADVISORS | ROOTED WEALTH ADVISORS, INC.

CRD#: 313759 / SEC#: 801-121129

RIA

Registered Investment Advisory firm - (5/4/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(10/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/12/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/28/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 5/2/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ROOTED WEALTH ADVISORS

ROOTED WEALTH ADVISORS | ROOTED WEALTH ADVISORS, INC.

CRD#: 313759 / SEC#: 801-121129

RIA

Registered Investment Advisory firm - (5/4/2021 Approved)

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Contact information

Main Address

389 William Latham R Senior Drive, Bourbonnais, IL 60914

Mailing Address

Phone number

(866) 766-8332

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (6/10/2025)

Regulatory assets under management

Total Number of Accounts	3,276
AUM (Assets Under Management)	$ 318,346,720

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David K. Seitzer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Kevin Seitzer's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROOKSTONE WEALTH ADVISORS, LLC

FOUNDATIONS INVESTMENT ADVISORS LLC

ALLOY INVESTMENT MANAGEMENT

SIMPLICITY WEALTH

CENTER STREET ADVISORS, INC.

ALPHASTAR CAPITAL MANAGEMENT

CENTER STREET ADVISORS, INC.

ALPHASTAR CAPITAL MANAGEMENT

UNITED HERITAGE FINANCIAL SERVICES, INC.

AMERICAN GENERAL EQUITY SERVICES CORPORATION

Primary Firm SEC Registration

ROOTED WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 6/12/2013

Series 63

Date: 4/28/2000

Series 6

Date: 5/2/2000

Current Firm

ROOTED WEALTH ADVISORS

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROOTED WEALTH ADVISORS

TRUST BUT VERIFY

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