DO
Dani M. O'donnell
BARNES WEALTH MANAGEMENT GROUP
Bakersfield, CA 93309
Some features on this profile are disabled
CRD#: 4163354
DO
Professional summary
Dani Michelle O'donnell, who also goes by Dani O'donnell, Dani Michelle Perez, Dani Michelle Upton, is a registered financial advisor currently at BARNES WEALTH MANAGEMENT GROUP located in Bakersfield, California and PURSHE KAPLAN STERLING INVESTMENTS located in Bakersfield, California.
Dani is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Dani has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dani O'donnell | Dani Michelle Perez | Dani Michelle Upton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Barnes Wealth Management Group, Inc.-Investment Related, Address 5060 California Ave., Ste 600, Bakersfield, CA 93309, RIA, Position: Financial Planner, Start Date: 02/2008, 120 hours devoted a month, 120 hours devoted during securities trading hours, Duties: Financial Planning, Rendering Investment Advice for a fee, retirement plan consulting or other related financial consulting.
2. Premier Designs Jewelry
Non- Investment Related, Address: 12003 Copernicus Ave., Bakersfield, CA 93312, Jewelry Sales, Independent Sales Rep, Start Date: 10/2011, 20 hours devoted a month, Duties: Selling high quality fashion jewelry through catalog sales and/ or home shoes.
3. Barnes Wealth Management Group, Inc.- Investment Related, Address: 5060 California Ave., Ste. 600, Bakersfield, CA 93309, Position: Financial Planner, Start Date; 10/2001, 120 hours devoted a month, 120 hours devoted during securities trading hours.
4. John Hancock LTC
Investment Related, Address: 5060 California Ave., Ste. 600 Bakersfield, CA 93309, Long Term Care, Position: Sales Rep, Start Date: 8/2010, 1 hour devoted a month, 1 hour devoted during securities trading hours, Duties: Long term care sales.
CRS (Client Relationship Summary) - RIA
Click below to view Dani Michelle O'donnell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 22, 2014 - Present
BARNES WEALTH MANAGEMENT GROUP
Office #1: 5060 California Ave. Suite 600, Bakersfield, CA 93309RIA
CRD#: 132189
Bakersfield, CA
Current
November 16, 2015 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 5060 California Avenue Suite 600, Bakersfield, CA 93309BD
CRD#: 35747
Bakersfield, CA
Past
December 5, 2007 - October 29, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
BAKERSFIELD, CA
Past
August 24, 2001 - November 25, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
BAKERSFIELD, CA
Past
September 20, 2000 - August 9, 2001
LUTHERAN BROTHERHOOD SECURITIES CORP.
BD
CRD#: 4205
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BARNES WEALTH MANAGEMENT GROUP
BARNES & ASSOCIATES | STEVE ALLEN BARNES | IRONWOOD RETIREMENT PLAN CONSULTANTS | BARNES WEALTH MANAGEMENT GROUP, INC. | BARNES WEALTH MANAGEMENT GROUP | BARNES & ASSOCIATES, INC. | BARNES & ASSOCIATES FINANCIAL PLANNING, INC.
CRD#: 132189 / SEC#: 801-118031
RIA
Registered Investment Advisory firm - (2/3/2020 Approved)California
Registered Investment Advisory firm - (3/11/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/16/2015)
IAR
California(1/22/2014)
RR
California(11/16/2015)
RR
Indiana(10/13/2022)
RR
Kentucky(10/13/2022)
RR
Michigan(10/13/2022)
RR
Minnesota(11/16/2015)
RR
New York(10/13/2022)
RR
Oklahoma(11/16/2015)
RR
Oregon(10/13/2022)
RR
Tennessee(10/13/2022)
RR
Texas(11/16/2015)
RR
Virginia(2/5/2016)
RR
Washington(2/5/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BW
BARNES WEALTH MANAGEMENT GROUP
BARNES & ASSOCIATES | STEVE ALLEN BARNES | IRONWOOD RETIREMENT PLAN CONSULTANTS | BARNES WEALTH MANAGEMENT GROUP, INC. | BARNES WEALTH MANAGEMENT GROUP | BARNES & ASSOCIATES, INC. | BARNES & ASSOCIATES FINANCIAL PLANNING, INC.
CRD#: 132189 / SEC#: 801-118031
RIA
Registered Investment Advisory firm - (2/3/2020 Approved)California
Registered Investment Advisory firm - (3/11/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5060 California Ave. Suite 600, Bakersfield, CA 93309
Mailing Address
Phone number
(661) 322-9799
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,292 |
| AUM (Assets Under Management) | $ 411,644,298 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
