David Aghai
Professional summary
David Aghai is a registered financial advisor currently at AFH ASSET MANAGEMENT, INC. located in Beverly Hills, California and OSAIC WEALTH, INC. located in Beverly Hills, California.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. David has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Aghai's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 30, 2010 - Present
AFH ASSET MANAGEMENT, INC.
Office #1: 8383 Wilshire Blvd. Ste. 348, Beverly Hills, CA 90211September 1, 2023 - Present
OSAIC WEALTH, INC.
Office #1: 8383 Wilshire Boulevard Suite 348, Beverly Hills, CA 90211October 31, 2005 - September 1, 2023
OSAIC SERVICES, INC.
January 3, 2002 - October 31, 2005
SUNAMERICA SECURITIES, INC.
December 5, 2000 - November 20, 2001
COREBRIDGE CAPITAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/30/2010)
(9/1/2023)
(9/1/2023)
(9/1/2023)
(9/1/2023)
(9/1/2023)
(9/1/2023)
Exams
FINRA
Current Firm
AFH ASSET MANAGEMENT, INC.
CRD#: 118805 / SEC#:
Contact information
Red Flags
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